Capital Investment Services Of America Inc (Milwaukee)

Name: Capital Investment Services Of America Inc
Address: 111 E. Wisconsin Ave, Suite 1310, Milwaukee, WI, 53202
Telephone: 414-278-7744

Capital Investment Services Of America Inc is a large advisory firm based in Milwaukee. It manages $779.25 million of regulatory assets for 652 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 13 other states.

Capital Investment Services Of America provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Investment Services Of America: assets under management

The assets under management (AUM) of Capital Investment Services Of America Inc is $779.25 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $779.25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.2 million each.

Investments

The firm invests in exchange traded securities the most. They account for 74% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 14% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Capital Investment Services Of America Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Paul Allen Muzzey serves?

The firm provides services to charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Paul Allen Muzzey is high net worth individuals with 628 clients and $656.26 million of assets under management. Among the 10 most similar advisory firms, Capital Investment Services Of America has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $763.82 million for 648 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Capital Investment Services Of America doesn't advise any private funds.

Careers at Capital Investment Services Of America Inc

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Paul Allen Muzzey has been acting as President since 1 Dec 1989. Jeffrey Nichols Allsop has served as the Chief Investment Officer since 1 Jul 2015. Anne Marie Kurtz joined the executive team most recently as the Principal.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Carl Ihlenfeld	Executive vice president	1 Jun 1982	Other	831354
Thomas William Nelson	Executive vice president	1 Apr 1983	Other	1304199
Ruth Ann Benben	Senior vice president	1 Feb 1989	Other	4381808
Paul Allen Muzzey	President	1 Dec 1989	25% - 50%	2121032
Jeffrey Nichols Allsop	Principal	1 Oct 1990	25% - 50%	1188753
Ruth Ann Benben	Chief compliance officer	1 Feb 1991	Other	4381808
Stephen Hansen Mortonson	Senior vice president	1 Apr 1991	Other	1655424
Robert Wayne Stroshine	Senior vice president	1 Mar 1993	Other	438701
Elizabeth Ann Freer	Senior vice president	1 Dec 1995	Other	2443432
David John Andera	Principal	1 Mar 1998	Other	858634
Marc Kenneth Wojcik	Assistant vice president	1 Nov 1998	Other	2373101
Gregory Leo Burd	Principal	1 Nov 2000	Other	4381819
Kathleen Ann Lakritz	Senior vice president	1 Oct 2001	Other	2004974
Marc Kenneth Wojcik	Vice president	1 Jan 2002	Other	2373101
Hans Ringland Kirkegaard	Vice president	1 Mar 2004	Other	2037350
Ameet Laxman Kamath	Principal	1 Sep 2004	Other	2344389
Peter Charles Jelacic	Vice president	1 Nov 2004	Other	1829282
Anne Marie Kurtz	Principal	1 Mar 2008	Other	1321601
Jeffrey Nichols Allsop	Chief investment officer	1 Jul 2015	25% - 50%	1188753

Based in Milwaukee

The principal office where Capital Investment Services Of America Inc performs its advisory services is located at 111 E. Wisconsin Ave, Suite 1310, Milwaukee, WI 53202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 414-278-7744 or by fax 414-278-8403. The normal business hours are 7:30am - 4:00pm on Monday - Friday. You can find more information about the New York firm at capinv.com.