Rosemawr Management LLC (New York)

Name: Rosemawr Management LLC
Address: 810 Seventh Ave, New York, NY, 10019
Telephone: 212-286-9474

Rosemawr Management LLC is a large advisory firm based in New York. It manages $778.4 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Missouri and New York.

Rosemawr Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rosemawr Management: assets under management

The assets under management (AUM) of Rosemawr Management LLC is $778.4 million. The firm's AUM has grown by 2124% since the beginning of its operation, and $62.5 million of the total AUM is attributable to clients outside of the United States.

The firm manages $777 million in discretionary accounts and $1.4 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $97.13 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.4 million.

Rosemawr Management has custody of $773 million in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in state and local bonds the most. They account for 70% of the total AUM. The second-largest asset type is exchange traded securities, which make up 30% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rosemawr Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rosemawr Management serves?

The firm provides services to insurance companies, high net worth individuals, and pooled investment vehicles. The largest group of clients of Rosemawr Management is pooled investment vehicles with 7 clients and $771.6 million of assets under management. Among the 9 most similar advisory firms, Rosemawr Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $778.4 million for 7 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 45% of the firm’s clients are foreign persons or businesses.

Rosemawr Management also advises several private funds. Namely, one hedge fund and three private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000.

Careers at Rosemawr Management LLC

The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gregory Shlionsky	Managing member	1 Nov 2008	Other	2662237
Baruch Z Halberstam	Chief compliance officer	1 Feb 2011	Other	5392422
Rosemawr Partners Llc	Owner	1 Nov 2013	75% - 100%	46-4439306
Rosemawr Capital Management Gp Llc	Owner	1 Jan 2017	75% - 100%	82-0838918
Jenny Chien	Chief financial officer	1 Jan 2017	Other	6928505

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Shlionsky Family Investments Llc	Owner	1 Dec 2012	25% - 50%	62-3342101
Gregory Shlionsky	Owner	1 Dec 2012	25% - 50%	2662237
Greg Shlionsky 2010 Irrevocable Trust	Owner	1 Dec 2012	75% - 100%	xxx-xx-xxxx
Esther Shlionsky	Trustee	1 Dec 2012	Other	6434046
Alan Jay Dubin	Trustee	1 Dec 2012	Other	6434047
Reva Mae Dubin	Trustee	1 Dec 2012	Other	6434048
Shlionsky Family Investments Llc	Owner	1 Jan 2017	25% - 50%	xxx-xx-xxxx
Gregory Shlionsky	Owner	1 Jan 2017	25% - 50%	2662237

Based in New York

The principal office where Rosemawr Management LLC performs its advisory services is located at 810 Seventh Ave, New York, NY 10019, which is also the mailing address of the firm. An additional office of the firm is in St Louis, MO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-286-9474 or by fax 646-350-0094. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at rosemawr.com.