Augustus Asset Managers Limited (London)

Name: Augustus Asset Managers Limited
Address: 12 St James's Place, London, Sw1 A 1 Nx
Telephone: +44 (0) 20 7493 9990

Augustus Asset Managers Limited is a large advisory firm based in London. It manages $12.1 billion of regulatory assets for 44 client accounts. It has been registered with the SEC as an adviser since 2007.

Augustus Asset Managers Limited provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Augustus Asset Managers Limited: assets under management

The assets under management (AUM) of Augustus Asset Managers Limited is $12.1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $275.01 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Augustus Asset Managers Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Augustus Asset Managers Limited

Thomas Francis O'shea has been acting as President since 1 Jan 2007. Daniel Mark Sheard has served as the Chief Investment Officer since 1 Jan 2008. Nikki Michelle Cagan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. Julius Baer Holding	Shareholder	1 Nov 1980	Other	foreign
Jeremy St. George Shacklock	Chief financial officer	1 Jul 1998	Other	4792118
Hamish Blair Findlater	Chief legal officer	1 Mar 2006	Other	5123996
Barrie Graham Davey	Chief compliance officer	1 Aug 2006	Other	5198740
Edward Craig Dove	Director and president	1 Jan 2007	Other	4344661
Timothy Christopher Ashley Haywood	Director and chief executive officer	1 Jan 2007	Other	4344673
Richard Howard	Chief risk officer	1 Jan 2007	Other	4344653
Michael David Allen	Chief operating officer	1 Jan 2007	Other	4943060
Thomas Francis O'shea	Director	1 Jan 2007	Other	5274126
Adrian David Owens	Director	1 Jan 2007	Other	5274130
Augustus Holding Limited (Iom)	Shareholder	1 Jan 2007	75% - 100%	foreign
Howard Carter	Non-executive chairman	1 Jan 2007	Other	4492060
Daniel Mark Sheard	Chief investment officer	1 Jan 2008	Other	4051902
Andrew Hanges	Director	1 May 2009	Other	4393237
Craig Wallis	Director	1 May 2009	Other	5152790
Gam (Uk) Ltd	Shareholder	1 May 2009	75% - 100%	n/a
Andrew Nmn Hanges	Director	1 May 2009	Other	4393237
Craig Brian Wallis	Director	1 May 2009	Other	5152790
Andrew Wills	Director	1 Jun 2009	Other	4393843
Scott Sullivan	Director	1 Jun 2009	Other	4869477
Andrew Michael Wills	Director	1 Jun 2009	Other	4393843
Scott Nmn Sullivan	Director	1 Jun 2009	Other	4869477
Nikki Michelle Cagan	Chief compliance officer	1 Jul 2009	Other	5487105

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Gam Holding Ag	Shareholder of gam (uk) limited	1 Jul 2002	75% - 100%	n/a
Gam Group Ag	Shareholder of gam (uk) limited	1 Jul 2002	75% - 100%	n/a
Julius Baer Holding Ag	Shareholder of gam holding ag	1 Dec 2005	75% - 100%	n/a
Gam Holding Limited	Shareholder of gam group ag	1 Dec 2005	75% - 100%	n/a
Timothy Christopher Ashley Haywood	Shareholder	1 Apr 2008	25% - 50%	4344673

Based in London

The principal office where Augustus Asset Managers Limited performs its advisory services is located at 12 St James's Place, London, Sw1 A 1 Nx, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44 (0) 20 7493 9990 or by fax + 44 (0) 20 7499 9114. The normal business hours are 9:00 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.augustus.co.uk.