Gam Investment Managers Limited (London)

Name: Gam Investment Managers Limited
Address: 12 St James's Place, London, Sw1 A 1 Nx
Telephone: +44 (0) 20 7493 9990

Gam Investment Managers Limited is a large advisory firm based in London. It manages $12.1 billion of regulatory assets for 44 client accounts. It has been registered with the SEC as an adviser since 2010.

Gam Investment Managers Limited provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gam Investment Managers Limited: assets under management

The assets under management (AUM) of Gam Investment Managers Limited is $12.1 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $12.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $275.01 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gam Investment Managers Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gam Investment Managers Limited

Andrew Nmn Hanges has been acting as President since 1 May 2009. Nikki Michelle Cagan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Christopher Ashley Haywood	Director and chief executive officer	1 Jan 2007	Other	4344673
Andrew Nmn Hanges	Director	1 May 2009	Other	4393237
Craig Brian Wallis	Director	1 May 2009	Other	5152790
Gam (Uk) Ltd	Shareholder	1 May 2009	75% - 100%	n/a
Andrew Michael Wills	Director	1 Jun 2009	Other	4393843
Scott Nmn Sullivan	Director	1 Jun 2009	Other	4869477
Nikki Michelle Cagan	Chief compliance officer	1 Jul 2009	Other	5487105

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Gam Group Ag	Shareholder of gam (uk) limited	1 Jul 2002	75% - 100%	n/a
Gam Holding Limited	Shareholder of gam group ag	1 Dec 2005	75% - 100%	n/a

Based in London

The principal office where Gam Investment Managers Limited performs its advisory services is located at 12 St James's Place, London, Sw1 A 1 Nx, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44 (0) 20 7493 9990 or by fax + 44 (0) 20 7499 9114. The normal business hours are 9:00 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.augustus.co.uk.