Hampshire Investment Management Company, LLC (Morristown)

Name: Hampshire Investment Management Company, LLC
Address: 22 Maple Avenue, Morristown, NJ, 07960
Telephone: 973-292-9595

Hampshire Investment Management Company, LLC is a large advisory firm based in Morristown. It manages $861.58 million of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of New Jersey.

Hampshire Investment Management Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hampshire Investment Management Company: assets under management

The assets under management (AUM) of Hampshire Investment Management Company, LLC is $861.58 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -54% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $861.58 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $41.03 million each.

Hampshire Investment Management Company has custody of $861.58 million in cash and securities for 21 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hampshire Investment Management Company, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hampshire Investment Management Company serves?

The only and largest group of clients of Hampshire Investment Management Company is pooled investment vehicles with 21 clients and $861.58 million of assets under management. Among the 11 most similar advisory firms, Hampshire Investment Management Company has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $861.58 million for 21 clients. None of the firm’s clients are foreign persons or businesses.

Hampshire Investment Management Company also advises several private funds. Namely, eighteen real estate funds and one other private fund. The minimum investment commitment required of non-related persons ranges from $50,000 to $5,000,000.

Careers at Hampshire Investment Management Company, LLC

The company employs 62 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark S. Rosen	Manager and cco	1 Apr 2003	Other	5995066
James E. Hanson	Manager	1 Apr 2003	Other	5995063
Llc The Hampshire Companies	Sole member	1 Oct 2005	75% - 100%	43-1988104
James E. Hanson	Managing member/ ceo	1 Oct 2005	25% - 50%	5995063
Robert F. Campo	Chief compliance officer/ cfo	1 Oct 2005	Other	5995065
Mark S. Rosen	Evp	1 Oct 2005	Other	5995066
Sharon Marie Vuskalns	Chief compliance officer	1 Jan 2016	Other	6601832

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Dehart Avenue Associates Lp	Owner	1 Oct 2005	50% - 75%	900278018

Based in Morristown

The principal office where Hampshire Investment Management Company, LLC performs its advisory services is located at 22 Maple Avenue, Morristown, NJ 07960, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 973-292-9595 or by fax 973-292-0035. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at hampshireco.com.