Penta Investment Advisers Ltd. (Central)

Penta Investment Advisers Ltd. is a large advisory firm based in Central. It manages $860 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.

Penta Investment Advisers provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Penta Investment Advisers: assets under management

The assets under management (AUM) of Penta Investment Advisers Ltd. is $860 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $860 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $107.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Penta Investment Advisers Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Penta Investment Advisers Ltd.

John Zwaanstra has been acting as President since 1 Dec 1997. John Vaughn Pridjian joined the executive team most recently as the Chief Compliance Officer/Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Zwaanstra	President/chief investment officer	1 Dec 1997	Other	5131126
Penta Finance Asia Lp	Shareholder	1 Apr 1998	75% - 100%	52-2210004
John Vaughn Pridjian	Chief compliance officer/chief financial officer	1 May 2004	Other	5131124

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Modesto Corp	General partner	1 Jan 2000	Other	52-2209997
John Zwaanstra	President	1 Jan 2000	75% - 100%	5131126
Augsburg Corp.	Limited partner	1 Jan 2000	75% - 100%	52-2209999
Modesto Corp.	General partner	1 Jan 2000	Other	52-2209997

Based in Central

The principal office where Penta Investment Advisers Ltd. performs its advisory services is located at C/O Old Peak Ltd, 19/F, Central, Sar, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 852-2166-8957 or by fax 852-2166-8451. The normal business hours are 8:00 a.m. - 6:00 p.m. on Monday - Friday.