Highbridge Capital Management, LLC (New York)


Highbridge Capital Management, LLC is a large advisory firm based in New York. It manages $7.28 billion of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Connecticut.

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Highbridge Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Highbridge Capital Management: assets under management

The assets under management (AUM) of Highbridge Capital Management, LLC is $7.28 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -52% since the beginning of its operation, and $4.89 billion of the total AUM is attributable to clients outside of the United States.


The firm manages $7.28 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $363.97 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Highbridge Capital Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Highbridge Capital Management serves?

The only and largest group of clients of Highbridge Capital Management is pooled investment vehicles with 21 clients and $7.28 billion of assets under management. Among the 7 most similar advisory firms, Highbridge Capital Management has the highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $7.28 billion for 21 clients. 71% of the firm’s clients are foreign persons or businesses.

Highbridge Capital Management also advises several private funds. Namely, twenty hedge funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Highbridge Capital Management, LLC

The company employs 155 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 9 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mark Joseph Vanacore has served as the Chief Investment Officer since 1 Jul 2015. Julie Elizabeth Parker joined the executive team most recently as the Chief Legal Officer/Senior Vice President/Member Of The Board Of Managers (Highbridge Capital Management, Llc).

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Llc Highbridge Capital Management Sole shareholder (highbridge capital management (uk), ltd) 1 Jan 1998 75% - 100% 20-1901985
Llc Highbridge Capital Management Sole shareholder (highbridge capital management (hong kong) limited) 1 Mar 2004 75% - 100% 20-1901985
Glenn Russell Dubin Director (highbridge capital management (hong kong) limited) 1 Mar 2004 Other 864420
Jpmorgan Asset Management Holdings Inc. Member (highbridge capital management, llc) 1 Dec 2004 75% - 100% 13-4131516
Glenn Russell Dubin Managing partner 1 Dec 2004 Other 864420
Henry Alexander Swieca Managing partner 1 Dec 2004 Other 711959
Robert Joseph Caruso Managing partner 1 Dec 2004 Other 4089696
Ronald Stuart Resnick Managing partner 1 Dec 2004 Other 2316083
Mary Elizabeth Erdoes Managing partner 1 Dec 2004 Other 2502095
Dubin & Swieca Asset Management Llc Member 1 Dec 2004 25% - 50% 13-3993048
Michael Ellmore Patterson Member 1 Dec 2004 Other 4362833
Paul Terence Bateman Member 1 Dec 2004 Other 4517160
James Edward Staley Member 1 Dec 2004 Other 1942217
Lawrence Mark Unrein Member 1 Dec 2004 Other 4380391
Richard John Potapchuk Chief financial officer/managing director 1 Dec 2004 Other 2207056
Carolyn Judith Rubin Chief compliance officer 1 May 2005 Other 2829922
Todd Christopher Builione Chief strategic officer/managing partner 1 May 2005 Other 4001697
Noah Greenhill Chief legal officer 1 Jun 2006 Other 5194631
Faith Rosenfeld Chief administrative officer (highbridge principal strategies, llc) 1 Mar 2007 Other 1051168
Scott Bancroft Kapnick Chief executive officer (highbridge principal strategies, llc)/managing partner 1 Mar 2007 Other 1690222
Llc Highbridge Capital Management Sole and managing member (highbridge principal strategies, llc) 1 Mar 2007 75% - 100% 20-1901985
Noah Greenhill General counsel (highbridge principal strategies, llc) 1 Mar 2007 Other 5194631
James Gerard Glynn Chief financial officer (highbridge principal strategies, llc) 1 Mar 2007 Other 4642501
Faith Rosenfeld Chief administrative officer (highbridge principal strategies, llc) 1 Apr 2007 Other 1051168
Scott Bancroft Kapnick Chief executive officer (highbridge capital management, llc)/managing partner 1 May 2007 Other 1690222
James Gerard Glynn Chief financial officer/managing director 1 May 2007 Other 4642501
Clayton Stuart Rose Member 1 May 2007 Other 1953422
Jay Phillip Mandelbaum Member 1 May 2007 Other 2478764
Scott Bancroft Kapnick Chief executive officer (highbridge principal strategies, llc)/managing partner 1 Jul 2007 Other 1690222
Noah Greenhill General counsel 1 Oct 2007 Other 5194631
Llc Highbridge Principal Strategies Sole and managing member (highbridge mezzanine partners, llc) 1 Nov 2007 75% - 100% 20-8774276
Llc Highbridge Capital Management Sole and managing member of the sole and managing member (highbridge mezzanine partners, llc) 1 Nov 2007 Other 20-1901985
John Leo Oliva Chief compliance officer (highbridge capital management, llc)/managing director 1 Feb 2008 Other 1197135
Ltd. Highbridge Principal Strategies (Uk) I Managing member (highbridge principal strategies (uk) llp) 1 Aug 2008 50% - 75% 98-0608759
Ltd. Highbridge Principal Strategies (Uk) Ii Managing member (highbridge principal strategies (uk) llp) 1 Aug 2008 50% - 75% 98-0608761
Clifford Hall Friedman Member (cvc iii partners llc) 1 Nov 2008 25% - 50% 1579785
Liza Anne Boyd Member (cvc iii partners llc) 1 Nov 2008 Other 2927829
Thomas Barton Wasserman Member (cvc iii partners llc) 1 Nov 2008 Other 2939346
Llc Constellation Growth Capital Managing member (cvc iii partners llc) 1 Nov 2008 Other 20-8774276
Nobuyuki Idei Member (cvc iii partners llc) 1 Dec 2008 Other 6235594
Lars Berg Member (cvc partners iii llc) 1 Dec 2008 Other 6235812
Scott Bancroft Kapnick Member (cvc iii partners llc) 1 Dec 2008 Other 1690222
Llc Highbridge Principal Strategies Sole and managing member (constellation growth capital, llc) 1 Feb 2009 75% - 100% 20-8774276
Llc Highbridge Capital Management Sole and managing member of the sole and managing member (constellation growth capital, llc) 1 Feb 2009 Other 20-1901985
David Hugh Charles Brigstocke Member of the board of managers 1 Jul 2009 Other 1796907
Christopher Bryan Hayward Managing director/chief operating officer (highbridge capital management, llc) 1 May 2010 Other 5816969
Arminio Fraga Neto Member of the board of managers 1 Nov 2010 Other 1977304
Luiz Henrique Fraga Member of the board of managers 1 Nov 2010 Other 2109450
Dubin & Co. Llc Member (highbridge capital management, llc) 1 Mar 2011 Other 205209674
Arjun V. Menon Director (highbridge capital management (hong kong) limited) 1 Mar 2011 Other 4528054
Arjun Vikram Menon Director (highbridge capital management (hong kong), limited) 1 Mar 2011 Other 4528054
Douglas Clark Wurth Member of the board of managers 1 Mar 2011 Other 2937948
Gary Charles Krivo Member of the board of managers 1 Mar 2011 Other 1769258
Michael John O'brien Member of the board of managers 1 Mar 2011 Other 5955918
Peter Richard Stingi Member of the board of managers 1 Mar 2011 Other 5956105
Patrick J Mckenna Member of the board of managers 1 Aug 2011 Other 4140777
Olivia Bishton Director (highbridge capital management (uk), ltd.) 1 Dec 2011 Other 6048374
Llc Highbridge Principal Strategies Sole and managing member (highbridge mezzanine partners ii, llc) 1 Jan 2012 75% - 100% 20-8774276
Llc Highbridge Capital Management Sole and managing member of the sole and managing member (highbridge mezzanine partners ii, llc) 1 Jan 2012 Other 20-1901985
Irina Mirkin Director (highbridge capital management (uk), ltd.) 1 Feb 2012 Other 6048369
Irina Nmn Mirkin Director (highbridge capital management (uk), ltd.) 1 Feb 2012 Other 6048369
The Kathleen Griesser Kapnick 2011 Family Trust Member (cvc iii partners llc) 1 Jun 2012 Other 30-8541111
Yoohyun Katherine Choi General counsel (highbridge capital management, llc) 1 Aug 2012 Other 6105476
Faith Rosenfeld Limited partner (hb rv partners gp, l.p.) 1 Mar 2013 75% - 100% 1051168
Llc Highbridge Principal Strategies General partner (hb rv partners gp, l.p.) 1 Mar 2013 75% - 100% 20-8774276
Irina Mirkin Director (highbridge capital management (hong kong) limited) 1 Jul 2013 Other 6048369
Irina Nmn Mirkin Director (highbridge capital management (hong kong), limited) 1 Jul 2013 Other 6048369
Scott Bancroft Kapnick Chief executive officer (highbridge capital management, llc)/managing partner 1 Jul 2013 Other 1690222
Donna Dellosso Member of the board of managers (highbridge capital management, llc) 1 Mar 2014 Other 1455500
Paul Ryan Knollmeyer Managing director/chief financial officer - (highbridge capital management, llc) 1 Apr 2014 Other 4919933
James Gerard Glynn Managing director/chief financial officer - funds (highbridge capital management, llc) 1 Apr 2014 Other 4642501
Marc D Creatore Chief financial officer (funds)/managing director (highbridge capital management, llc) 1 Aug 2014 Other 2972318
Marc David Creatore Chief operating officer/managing director/member of the board of managers (highbridge capital management, llc) 1 Aug 2014 Other 2972318
Mark Joseph Vanacore Chief investment officer/managing director (highbridge capital management, llc) 1 Jul 2015 Other 1788183
Faith Rosenfeld Limited partner (hps del mar gp, l.p.) 1 Jul 2015 75% - 100% 1051168
Llc Highbridge Principal Strategies General partner (hps del mar gp, l.p.) 1 Jul 2015 75% - 100% 20-8774276
Max Franklin Roberts Chief risk officer/managing director (highbridge capital management, llc) 1 Oct 2015 Other 2929566
Blair A. Salveson Chief financial officer (management company)/managing director (highbridge capital management, llc) 1 Apr 2016 Other 4865483
Joshua Selby Cohen General counsel (highbridge capital management, llc) 1 Apr 2016 Other 5261026
Blair Adam Salveson Chief financial officer (management company)/managing director/member - board of managers (highbridge capital management, llc) 1 Apr 2016 Other 4865483
Joshua Steven Cohen General counsel (highbridge capital management, llc) 1 Apr 2016 Other 5261026
Carla Liwana Aylott Director (highbridge capital management (uk), ltd.) 1 Jul 2016 Other 6700317
Julie Elizabeth Parker Chief legal officer/senior vice president/member of the board of managers (highbridge capital management, llc) 1 Jul 2017 Other 5722252

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Henry Alexander Swieca Co-chairman 1 Jun 1989 50% - 75% 711959
Glenn Russell Dubin Co-chairman 1 Jun 1989 50% - 75% 864420
Inc. Dubin & Swieca Asset Management Member 1 Oct 1997 75% - 100% 13-3530962
Jpmorgan Chase & Co. Shareholder 1 Oct 2003 75% - 100% 13-2624428
Glenn Russell Dubin Member 1 Jan 2006 75% - 100% 864420
Llc Highbridge Principal Strategies Shareholder 1 Aug 2008 75% - 100% 20-8774276
Jpmorgan Chase & Co. 100% shareholder 1 Apr 2017 75% - 100% 13-2624428
Jpmorgan Chase Holdings Llc 100% shareholder 1 Apr 2017 75% - 100% 81-3858870

Based in New York

The principal office where Highbridge Capital Management, LLC performs its advisory services is located at 40 West 57 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-287-4900 or by fax 212-287-4915. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at highbridge.com.