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Delaware Management Business Trust (Philadelphia)


Delaware Management Business Trust is a large advisory firm based in Philadelphia. It manages $172.32 billion of regulatory assets for 352 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Logo

Delaware Management Business Trust provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and structured product/securitization advice/transition management. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Delaware Management Business Trust: assets under management

The assets under management (AUM) of Delaware Management Business Trust is $172.32 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 124% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $172.32 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $489.53 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Delaware Management Business Trust for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Delaware Management Business Trust

Shawn Keith Lytle has been acting as President since 1 Jun 2015. Gerald S Frey has served as the Chief Investment Officer since 1 Aug 2003 and Jude Thaddeus Driscoll is the Chief Executive Officer of Delaware Management Business Trust family office. Dominic Bernardanthony Janssens joined the executive team most recently as the Executive Vice President/Chief Operating Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
James L Shields Sr. vice president, cio 1 Oct 1981 Other 1099876
Lisa Outland Brinkley Vice president/compliance director 1 Aug 1994 Other 1932809
Llc. Delaware Investments Management Company Corporate parent of registrant 1 Sep 1996 75% - 100% 13-3465352
Inc. Delaware Management Company Corporate parent of registrant 1 Sep 1996 75% - 100% 13-3465352
John B Fields Trustee, sr. vice president 1 Jan 1997 Other 2219324
Gerald S Frey Sr. vice president 1 Jan 1997 Other 2761028
Richard Salus Svp, chief financial officer/trustee 1 Jan 1998 Other 2850592
David Keith Downes Trustee, executive vice president, cfo, coo pres. of dmc 1 Mar 1998 Other 1350506
Richard Greenwood Unruh Trustee, executive vice president, ceo/cio of dia 1 Mar 1998 Other 451727
Richard Joseph Flannery Trustee, executive vice president, general counsel 1 Jul 1998 Other 1865931
William Everett Dodge President of dia 1 May 1999 Other 2200854
Charles Edgar Haldeman Trustee, ceo 1 Feb 2000 Other 1754009
Jude Thaddeus Driscoll Executive vice president head of fixed income 1 Jul 2000 Other 1817416
Jude Thaddeus Driscoll President/chief executive officer 1 Jan 2003 Other 1817416
See Yeng Quek Director 1 Jan 2003 Other 1938493
Patrick Paul Coyne Svp/deputy chief investment officer/fixed income 1 Jan 2003 Other 1570973
Lisa Outland Brinkley Svp/compliance director 1 Aug 2003 Other 1932809
Gerald S Frey Managing director/chief investment officer/growth investing 1 Aug 2003 Other 2761028
See Yeng Quek Evp/managing director/chief investment officer/fixed income 1 Aug 2003 Other 1938493
Joanne O Hutcheson Executive vice president/chief operating officer 1 Aug 2003 Other 3020869
Joseph Herbert Hastings Executive vice president/interim chief financial officer/treasurer controller 1 Aug 2003 Other 1172411
Timothy Gerard Connors Svp/chief investment officer,value investing 1 Aug 2003 Other 2539612
Richelle S Maestro Svp/general counsel/secretary 1 Aug 2003 Other 2286744
Joanne Olga Hutcheson Executive vice president/chief operating officer 1 Aug 2003 Other 3020869
Brian Lawrence Murray Svp/chief compliance officer 1 Sep 2004 Other 3130285
Joseph Herbert Hastings Executive vice president/treasurer/controller 1 Sep 2004 Other 1172411
Philip Nicholas Russo Evp/chief financial officer 1 Sep 2004 Other 4344967
Kevin Joseph Lucey Evp/chief of sales, client services & marketing 1 Mar 2005 Other 2074845
Philip Nicholas Russo Evp/chief financial officer/chief administrative officer 1 Mar 2005 Other 4344967
Marshall Thompson Bassett Senior vice president/chief investment officer, growth investing 1 Mar 2005 Other 1850298
Ryan K Brist Evp/manaing director/chief investment officer, fixed income 1 Mar 2005 Other 2413243
John B Fields Director 1 Oct 2005 Other 2219324
Patrick Paul Coyne President/director 1 Aug 2006 Other 1570973
John Charles Campbell Director 1 Aug 2006 Other 2118871
David Oconnor Chief legal officer/director 1 Aug 2006 Other 5077118
Philip Nicholas Russo Evp/chief administrative officer 1 Jan 2007 Other 4344967
Theodore Kelvin Smith Evp/chief of sales, client services & marketing 1 Jan 2007 Other 4256940
Roger Allen Early Executive director, head of fixed income/trustee 1 Feb 2015 Other 2541409
Susan L Natalini Svp, head of fixed income & business operations/trustee 1 May 2015 Other 2487368
David Forrester Connor Svp/general counsel, secretary/trustee 1 May 2015 Other 4243088
Shawn Keith Lytle President 1 Jun 2015 Other 5816747
Dominic Bernardanthony Janssens Executive vice president/chief operating officer 1 Apr 2016 Other 2633758

Indirect Owners

The SEC currently registers 26 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Delaware Management Holdings Parent 1 Sep 1990 75% - 100% 23-2693133
Inc. Macquarie Management Holdings Parent 1 Sep 1990 75% - 100% 23-2693133
Dmh Corp. Parent 1 Jul 1992 75% - 100% 13-3465365
Lincoln National Corp. Parent 1 Apr 1995 75% - 100% 35-1140070
Inc. Lincoln National Investments Parent 1 Jan 1996 75% - 100% 35-1956168
Inc. Lincoln National Investment Companies Parent 1 Jan 1997 75% - 100% 35-2004374
Inc. Delvoy Parent 1 Apr 1997 75% - 100% 41-1533771
Dmh Corp. Parent 1 Apr 1997 75% - 100% 13-3465365
Inc. Delaware Investments Us Parent 1 Apr 1997 75% - 100% 23-2693133
Macquarie Affiliated Managers (Usa) Inc. Parent 1 Jan 2010 75% - 100% 27-1564084
Macquarie Affiliated Managers Holdings (Usa) Inc. Parent 1 Jan 2010 75% - 100% 26-2103542
Macquarie Funding Holdings Inc. Parent 1 Jan 2010 75% - 100% 20-5913559
Macquarie Americas Holdings Pty Limited Parent 1 Jan 2010 75% - 100% foreign
Macquarie Bank Limited Parent 1 Jan 2010 75% - 100% 98-0163788
Macquarie B.H. Pty Limited Parent 1 Jan 2010 75% - 100% foreign
Macquarie Group Limited Parent 1 Jan 2010 75% - 100% foreign
Macquarie Fg Holdings Inc. Parent 1 Jan 2010 75% - 100% 26-2864605
Macquarie Equities (Us) Holdings Pty Limited Parent 1 Jan 2010 75% - 100% foreign
Macquarie Group (Us) Holdings No. 1 Pty Ltd Parent 1 Jan 2010 75% - 100% foreign
Macquarie Corporate International Holdings Pty Limited Parent 1 Jan 2010 75% - 100% foreign
Macquarie Corporate Holdings Pty Limited Parent 1 Jan 2010 75% - 100% 26-2864605
Macquarie Affiliated Managers (Usa) Llc Parent 1 Jan 2010 75% - 100% 26-2103542
Macquarie Service (Usa) Partners Parent 1 Dec 2011 75% - 100% 27-3610899
Macquarie Financial Holdings (Usa) Llc Parent 1 Dec 2011 75% - 100% 13-3789912
Macquarie Financial Holdings Pty Limited Parent 1 Dec 2011 75% - 100% 27-3610899
Macquarie Group Limited Parent 1 Dec 2011 75% - 100% 13-3789912

Based in Philadelphia

The principal office where Delaware Management Business Trust performs its advisory services is located at 2005 Market Street, Philadelphia, PA 19103 7098, which is also the mailing address of the firm. An additional office of the firm is in San Diego, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-255-2300 or by fax 215-255-2194. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at delawareinvestments.com.


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