Hedgemark Advisors, LLC (New York)

Name: Hedgemark Advisors, LLC
Address: 225 Liberty St., New York, NY, 10286
Telephone: +1 212 888 1300

Hedgemark Advisors, LLC is a large advisory firm based in New York. It manages $7.15 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2009.

Hedgemark Advisors provides managed account platform provider. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hedgemark Advisors: assets under management

The assets under management (AUM) of Hedgemark Advisors, LLC is $7.15 billion. The firm's AUM has grown by 550% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Hedgemark Advisors has custody of $3.01 billion in cash and securities for 19 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Hedgemark Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hedgemark Advisors, LLC

Andrew Scott Lapkin has been acting as President since 1 Aug 2012. Kenichi Shoji has served as the Chief Investment Officer since 1 Aug 2009. Dennis Paul Lowenfels joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Hedgemark International	Managing member	1 Aug 2009	75% - 100%	27-0800950
Kenneth Stephen Phillips	President	1 Aug 2009	Other	1090110
Samuel Scott Weiser	Chief compliance officer	1 Aug 2009	Other	1870252
Kenichi Shoji	Chief investment officer	1 Aug 2009	Other	2390962
Anthony Vincent Lombardi	Chief compliance officer	1 Apr 2010	Other	2479795
George Washington Arnett	Chief compliance officer	1 Apr 2011	Other	1057806
Kenneth Stephen Phillips	Chief investment officer	1 Sep 2011	Other	1090110
Joshua David Kestler	Chief operating officer	1 Mar 2012	Other	5864317
Joseph Bergman	Chief compliance officer	1 Mar 2012	Other	6035836
Andrew Scott Lapkin	President	1 Aug 2012	Other	5478616
Dianne Palumbo Mattioli	Chief compliance officer	1 Mar 2014	Other	714971
Maxine Clare Lally Alexis	Chief legal officer	1 Apr 2014	Other	4640709
Muneshrie Tiwari	Chief compliance officer	1 May 2014	Other	2585385
Scott Randall Ridenour	Chief compliance officer	1 Jan 2016	Other	2648125
Dennis Paul Lowenfels	Chief compliance officer	1 May 2016	Other	4030379

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Bank Of New York Mellon Corporation	Member	1 Jun 2004	75% - 100%	13-2614959
Pershing Group Llc	Member	1 Sep 2005	75% - 100%	11-3743323
Kenneth Stephen Phillips	Managing member	1 Jun 2009	75% - 100%	1090110
Llc Hedgemark Management Group	Managing member	1 Nov 2009	Other	27-0802286
Lp Hedgemark Holdings	Member	1 Nov 2009	75% - 100%	27-1446904
Kenneth Stephen Phillips	Partner	1 Nov 2009	50% - 75%	1090110
Pas Holdings Llc	Member	1 Jan 2011	25% - 50%	13-2614959

Based in New York

The principal office where Hedgemark Advisors, LLC performs its advisory services is located at 225 Liberty St., New York, NY 10286, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +1 212 888 1300 or by fax +1 646 559 9954. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at hedgemark.com.