Cerulean Investment Strategies Group, LLC (Glen Rock)

Cerulean Investment Strategies Group, LLC is a related adviser based in Glen Rock. It manages $400.01 thousand of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2007.

Cerulean Investment Strategies Group provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cerulean Investment Strategies Group: assets under management

The assets under management (AUM) of Cerulean Investment Strategies Group, LLC is $400.01 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $400.01 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cerulean Investment Strategies Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cerulean Investment Strategies Group, LLC

Michael Charles Hanson has been acting as President since 1 May 2007. David John Bontempo joined the executive team most recently as the Vice President Of Investment Strategies.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Charles Hanson	President	1 May 2007	25% - 50%	5351510
Andrew Freeman Kagen	Secretary/treasurer	1 May 2007	25% - 50%	5358676
Chad Michael Kagen	Vice-president	1 May 2007	25% - 50%	5358679
Heston Hamilton Nielson	Chief compliance officer	1 Jun 2007	25% - 50%	5363083
David John Bontempo	Vice president of investment strategies	1 Aug 2007	Other	809545
Lou Georges	Vice president of trading	1 Aug 2007	Other	1756914
Jean Lam	Vice president of human resources	1 Aug 2007	Other	5400336

Based in Glen Rock

The principal office where Cerulean Investment Strategies Group, LLC performs its advisory services is located at 1317 West Clearview Drive, Glen Rock, PA 17327 7936, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.