Orin Green Financial, LLC (San Diego)

Name: Orin Green Financial, LLC
Address: 9820 Willow Creek Road, San Diego, CA, 92131
Telephone: (858) 634-3232

Orin Green Financial, LLC is a large advisory firm based in San Diego. It manages $214.73 million of regulatory assets for 640 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California and Louisiana.

Orin Green Financial provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Orin Green Financial: assets under management

The assets under management (AUM) of Orin Green Financial, LLC is $214.73 million. The firm's AUM has grown by 36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $208.67 million in discretionary accounts and $6.06 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $337.65 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $275.41 thousand.

Orin Green Financial has custody of $214.73 million in cash and securities for 186 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 58% of the total AUM. The second-largest asset type is exchange traded securities, which make up 29% of the firm’s portfolio. Investments in state and local bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Orin Green Financial, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Orin Green Financial serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Orin Green Financial is high net worth individuals with 58 clients and $156.65 million of assets under management. Among the 9 most similar advisory firms, Orin Green Financial has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $214.73 million for 186 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Orin Green Financial doesn't advise any private funds.

Careers at Orin Green Financial, LLC

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Corrine Nicole Barroso	Chief compliance officer	1 Dec 2016	Other	5297752
Orin Matthew Green	Managing member	1 Dec 2016	75% - 100%	3031669
Orin And Liora Green Trust	Managing member	1 Mar 2018	75% - 100%	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Orin Matthew Green	Trustee	1 Mar 2018	50% - 75%	3031669
Liora Green	Trustee	1 Mar 2018	50% - 75%	6947060

Based in San Diego

The principal office where Orin Green Financial, LLC performs its advisory services is located at 9820 Willow Creek Road, San Diego, CA 92131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (858) 634-3232. The normal business hours are 8-5pm on Monday - Friday. You can find more information about the New York firm at oringreenfinancial.com.