Pavlik Capital Management LLC (Oakbrook Terrace)

Name: Pavlik Capital Management LLC
Address: 1815 S. Meyers, Suite 250, Oakbrook Terrace, IL, 60181
Telephone: 630-785-6537

Pavlik Capital Management LLC is a mid-sized advisory firm based in Oakbrook Terrace. It manages $38.88 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2016.

Pavlik Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pavlik Capital Management: assets under management

The assets under management (AUM) of Pavlik Capital Management LLC is $38.88 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $38.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.96 million each.

Investments

The firm invests in cash and cash equivalents the most. They account for 99% of the total AUM. The second-largest asset type is derivatives, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pavlik Capital Management LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pavlik Capital Management serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Pavlik Capital Management is pooled investment vehicles with 2 clients and $28.86 million of assets under management. Among the 4 most similar advisory firms, Pavlik Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $38.88 million for 3 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Pavlik Capital Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Pavlik Capital Management LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sandra Hane Pavlik	Ceo & cco	1 Jul 2016	50% - 75%	6711728
Jeffrey Scott Pavlik	Cio	1 Jul 2016	25% - 50%	2115131

Based in Oakbrook Terrace

The principal office where Pavlik Capital Management LLC performs its advisory services is located at 1815 S. Meyers, Suite 250, Oakbrook Terrace, IL 60181, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-785-6537. The normal business hours are 8am-4pm on Monday - Friday. You can find more information about the New York firm at pavlikcapital.com/.