J.A. Glynn & Co. (St. Louis)

J.A. Glynn & Co. is a large advisory firm based in St. Louis. It manages $948.68 million of regulatory assets for 749 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 42 other states.

J.A. Glynn & provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

J.A. Glynn &: assets under management

The assets under management (AUM) of J.A. Glynn & Co. is $948.68 million. The firm's AUM has gone down by -8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $943.62 million in discretionary accounts and $5.06 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.28 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $361.71 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay J.A. Glynn & Co. for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at J.A. Glynn & Co.

Daniel John Jr Ferry has been acting as President since 1 Mar 1988. Charles Edward Dodson joined the executive team most recently as the Chief Compliance Officer Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel John Jr Ferry	President	1 Mar 1988	75% - 100%	206899
Louis Eldon Kittle	Secretary/treasurer	1 May 1988	Other	1468199
Michael Phelan Walsh	Vice president	1 May 1988	Other	870673
Alan Donald Vogt	Vice president	1 Jul 1990	Other	455362
Nancy Ruth Wangler	Vice president	1 May 1994	Other	1453672
Norman Benedict Iii Conley	Vice president	1 Jun 2001	Other	2543624
Daniel John Jr Ferry	Chairman,ceo,president	1 Jul 2001	75% - 100%	206899
Norman Benedict Iii Conley	Secretary	1 Mar 2005	Other	2543624
Norman Benedict Iii Conley	President, chief compliance officer	1 Jul 2006	Other	2543624
Charles Edward Dodson	Vp of compliance & operations, srop/crop	1 Jan 2007	Other	1744430
Deborah Wynne Mertz	Chief financial officer	1 Jan 2007	Other	1725980
Norman Benedict Iii Conley	President, chief executive officer	1 May 2008	Other	2543624
Charles Edward Dodson	Chief compliance officer	1 May 2008	Other	1744430
Charles Edward Dodson	Chief compliance officer-shareholder	1 Jun 2008	Other	1744430
Alan Donald Vogt	Director fixed income trading-shareholder	1 Jun 2008	Other	455362

Based in St. Louis

The principal office where J.A. Glynn & Co. performs its advisory services is located at 9841 Clayton Road, St. Louis, MO 63124 1603, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.