Rational Advisors, Inc. (Huntington)


Rational Advisors, Inc. is a large advisory firm based in Huntington. It manages $465.36 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Illinois and Ohio.

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Rational Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rational Advisors: assets under management

The assets under management (AUM) of Rational Advisors, Inc. is $465.36 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 113% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $465.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $33.24 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rational Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jerry John Szilagyi serves?

The only and largest group of clients of Jerry John Szilagyi is investment companies with 14 clients and $465.36 million of assets under management. Among the 13 most similar advisory firms, Rational Advisors has the highest percentage of investment companies out of all clients.


The amount of regulatory assets under management is $465.36 million for 14 clients. None of the firm’s clients are foreign persons or businesses.

Rational Advisors doesn't advise any private funds.

Careers at Rational Advisors, Inc.

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jerry John Szilagyi has been acting as President since 1 Jan 2016. David Scott Miller has served as the Chief Investment Officer since 1 Jan 2016. Jerry J. Szilagyi 2015 Family Trust joined the executive team most recently as the Shareholder.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Llc Rational Capital Shareholder 1 Feb 2001 75% - 100% xxxxx
Robert David Glass Chief compliance officer 1 Jan 2016 Other 2773736
Jerry John Szilagyi President 1 Jan 2016 Other 1156349
David Scott Miller Chief investment officer 1 Jan 2016 Other 4565833
Llc Rational Capital Shareholder 1 Jan 2016 75% - 100% 81-0839823
Jerry J. Szilagyi 2015 Family Trust Shareholder 1 Jan 2017 Other 81-6344648

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jerry John Szilagyi Shareholder 1 Sep 2015 75% - 100% 1156349
Isobel Linda Szilagyi Trustee 1 Dec 2015 Other 5143932
June Ann Szilagyi Trustee 1 Dec 2015 Other 6659379

Based in Huntington

The principal office where Rational Advisors, Inc. performs its advisory services is located at 36 N. New York Ave.. 3 Rd Floor, Huntington, NY 11743, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 631-629-4909. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at huntingtonfunds.com.