Fiera Capital (Iom) Limited (Douglas)

Name: Fiera Capital (Iom) Limited
Address: St Mary's Court, Douglas, Im1 1 Eu
Telephone: 44 1624 640200

Fiera Capital (Iom) Limited is a large advisory firm based in Douglas. It manages $2.69 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2018.

Fiera Capital (Iom) Limited provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and institutional clients and segregated accounts/separately management accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fiera Capital (Iom) Limited: assets under management

The assets under management (AUM) of Fiera Capital (Iom) Limited is $2.69 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -13% since the beginning of its operation, and $2.6 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.69 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $223.77 million each.

Investments

The firm invests in exchange traded securities the most. They account for 81% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 13% of the firm’s portfolio. Investments in derivatives form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fiera Capital (Iom) Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fiera Capital (Iom) Limited serves?

The only and largest group of clients of Fiera Capital (Iom) Limited is pooled investment vehicles with 3 clients and $1.84 billion of assets under management. Among the 9 most similar advisory firms, Fiera Capital (Iom) Limited has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.84 billion for 3 clients. 94% of the firm’s clients are foreign persons or businesses.

Fiera Capital (Iom) Limited also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Fiera Capital (Iom) Limited

The company employs 74 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alexander Anderson Whamond	Vice president- corporate risk and executive director of fiera capital (iom) limited	1 Mar 2017	Other	1490281
Jane Davidson Nairn Mcandry	Senior vice president, legal, compliance & hr, director of fiera capital (europe) ltd, fciom and fcuk	1 Mar 2017	Other	5498592
Huw Lloyd Jones	Vice president - finance and executive director of fiera capital (europe) limited and fiera capital (iom) limited	1 Mar 2017	Other	5798474
Gregory Dean Walsh	Vice president - compliance & operational risk and chief compliance officer	1 Mar 2017	Other	6610643
Richard Anthony Nino	Non-executive director of fiera capital (iom) limited and executive director of fiera capital (uk) limited	1 Mar 2017	Other	4893499
Fiera Capital (Europe) Limited	100% owner	1 Dec 2017	75% - 100%	foreign
Alexander Anderson Whamond	Vice president-corporate risk and director of fiera capital (europe) limited and fiera capital (iom) limited	1 Oct 2018	Other	1490281
Jane Davidson Nairn Mcandry	Senior vice president, legal, compliance & hr	1 Oct 2018	Other	5498592
Huw Lloyd Jones	Vice president-finance and director of fiera capital (europe) ltd and relevant subsidiaries including fiera capital (iom) ltd	1 Oct 2018	Other	5798474
Richard Anthony Nino	Director of fiera capital (europe) limited and relevant subsidiaries including fiera capital (iom) limited	1 Oct 2018	Other	4893499
Richard James Lambert	Head of investment operations and director of fiera capital (iom) limited	1 Oct 2018	Other	7038876

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Fiera Capital Corporation	Shareholder	1 Dec 2016	75% - 100%	n/a

Based in Douglas

The principal office where Fiera Capital (Iom) Limited performs its advisory services is located at St Mary's Court, Douglas, Im1 1 Eu, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 1624 640200 or by fax 44 1624 614474. The normal business hours are 09.00 - 17.30 hrs on Monday - Friday. You can find more information about the New York firm at fieracapital.com.