Plan Life & Wealth Management, Inc. (Fresno)

Name: Plan Life & Wealth Management, Inc.
Address: 9 E River Park Pl E, Suite 440, Fresno, CA, 93720 1530
Telephone: 559-433-1110

Plan Life & Wealth Management, Inc. is a large advisory firm based in Fresno. It manages $133.18 million of regulatory assets for 720 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of California.

Plan Life & Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Plan Life & Wealth Management: assets under management

The assets under management (AUM) of Plan Life & Wealth Management, Inc. is $133.18 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 238% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $133.18 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $184.97 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Plan Life & Wealth Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Robert Hooper serves?

The firm provides services to individuals, charitable organizations, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of John Robert Hooper is individuals with 688 clients and $126.21 million of assets under management. Among the 10 most similar advisory firms, Plan Life & Wealth Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $133.18 million for 721 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Plan Life & Wealth Management doesn't advise any private funds.

Careers at Plan Life & Wealth Management, Inc.

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Robert Hooper	President/chief compliance officer/cfo/director	1 Jun 1993	75% - 100%	1573967

Based in Fresno

The principal office where Plan Life & Wealth Management, Inc. performs its advisory services is located at 9 E River Park Pl E, Suite 440, Fresno, CA 93720 1530, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 559-433-1110 or by fax 559-433-1102. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at planfinancial.com.