Tlg Advisors, Inc. (Littleton)

Name: Tlg Advisors, Inc.
Address: 26 West Dry Creek Circle, Littleton, CO, 80120
Telephone: 303-797-9080

Tlg Advisors, Inc. is a large advisory firm based in Littleton. It manages $404.68 million of regulatory assets for 1,397 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Connecticut, and 30 other states.

Tlg Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and placement of institutional funds. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Tlg Advisors: assets under management

The assets under management (AUM) of Tlg Advisors, Inc. is $404.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 938% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $404.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $289.68 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 77% of the total AUM. The second-largest asset type is exchange traded securities, which make up 14% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tlg Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients David R Wickersham serves?

The firm provides services to individuals and corporations or other businesses. The largest group of clients of David R Wickersham is individuals with 1,357 clients and $388.42 million of assets under management. Among the 9 most similar advisory firms, Tlg Advisors has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $404.68 million for 1,398 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Tlg Advisors doesn't advise any private funds.

Careers at Tlg Advisors, Inc.

The company employs 130 people that are either part- or full-time employees. 65 percent of the employees work as investment advisers or researchers. 129 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

David R Wickersham has been acting as President since 1 Jun 1997. Bernadette M. Wickersham Amended And Restated Living Revocable Trust joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David R Wickersham	President	1 Jun 1997	Other	716502
David R (Mi Only) Wickersham	Ceo	1 Jun 1997	Other	716502
Inc. The Leaders Group	Parent	1 Jun 1997	75% - 100%	37157
Z Jane Riley	Chief compliance officer	1 Jun 2001	Other	3015509
Zorah Jane Riley	Chief compliance officer	1 Jun 2001	Other	3015509
Wickersham Family Investment Lllp	Parent	1 Jan 2006	75% - 100%	20-3207488
Sean David Wickersham	Executive vp	1 Feb 2015	Other	4994630
Sean David Wickersham	President	1 Feb 2018	Other	4994630
Bernadette M. Wickersham Amended And Restated Living Revocable Trust	Owner	1 Jul 2018	25% - 50%	52-1888351
Bernadette M. Wickersham 2018 Irrevocable Trust Fbo Sean D. Wickersham	Owner	1 Jul 2018	Other	52-1888351
David R Wickersham Amended And Restated Living Revocable Trust	Owner	1 Jul 2018	25% - 50%	52-1640601
David R Wickersham 2018 Irrevocable Trust Fbo Sean D. Wickersham	Owner	1 Jul 2018	Other	52-1640601

Based in Littleton

The principal office where Tlg Advisors, Inc. performs its advisory services is located at 26 West Dry Creek Circle, Littleton, CO 80120, which is also the mailing address of the firm. An additional office of the firm is in Southfield, MI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-797-9080 or by fax 303-797-7297. The normal business hours are 8:00 a.m. to 4:00p.m. on Monday - Friday. You can find more information about the New York firm at tlgadvisors.net.