Globeflex Capital LP (San Diego)

Name: Globeflex Capital LP
Address: 4365 Executive Dr. Ste 720, San Diego, CA, 92121 2126
Telephone: 858-658-9060

Globeflex Capital LP is a large advisory firm based in San Diego. It manages $3.63 billion of regulatory assets for 44 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Illinois, Massachusetts, Nebraska, and Texas.

Globeflex Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Globeflex Capital: assets under management

The assets under management (AUM) of Globeflex Capital LP is $3.63 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 377% since the beginning of its operation, and $158.45 million of the total AUM is attributable to clients outside of the United States.

The firm manages $3.63 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $82.58 million each.

Globeflex Capital has custody of $433.59 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Globeflex Capital LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Globeflex Capital serves?

The firm provides services to investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Globeflex Capital is pooled investment vehicles with 7 clients and $1.13 billion of assets under management. Among the 10 most similar advisory firms, Globeflex Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.63 billion for 35 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 6% of the firm’s clients are foreign persons or businesses.

Globeflex Capital also advises several private funds. Namely, four other private funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $10,000,000.

Careers at Globeflex Capital LP

The company employs 28 people that are either part- or full-time employees. 39 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marina Loretta Marrelli	Ceo, co-trustee of the ansmar family trust	1 Jan 1994	25% - 50%	1791543
Inc. Ansmar Capital	General partner	1 Jan 1994	Other	33-0597039
Robert James Anslow	Cio, co-trustee of the ansmar family trust	1 Jan 1994	25% - 50%	1673907
Anellina Teresa Marrelli	Limited partner	1 Jan 1994	Other	4361308
Eileen Delasandro	Limited partner	1 Mar 1994	Other	2251578
Eileen Delasandro Levi	Limited partner	1 Mar 1994	Other	2251578
Elizabeth D. Pihlblad	Limited partner	1 Apr 1994	Other	4361335
Elizabeth Dearmond Pihlblad	Limited partner	1 Apr 1994	Other	4361335
Holly Melosi	Limited partner	1 Oct 1996	Other	4361704
Holly Magill Melosi	Limited partner	1 Oct 1996	Other	4361704
Andrew Mark Mestyanek	Limited partner	1 Jan 2001	Other	2644371
Jennifer Oconnell	Chief financial officer	1 Oct 2004	Other	3118375
Jennifer Leigh Oconnell	Chief financial officer	1 Oct 2004	Other	3118375
Laima Tumas	Chief compliance officer	1 Nov 2005	Other	2148906
Pamela F Pendrell	Chief compliance officer	1 Jul 2013	Other	4170485
Pamela Farrell Pendrell	Chief compliance officer	1 Jul 2013	Other	4170485
Pamela M Farrell	Chief compliance officer	1 Jul 2013	Other	4170485

Based in San Diego

The principal office where Globeflex Capital LP performs its advisory services is located at 4365 Executive Dr. Ste 720, San Diego, CA 92121 2126, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-658-9060 or by fax 858-658-9061. The normal business hours are 6am - 4pm pst on Monday - Friday. You can find more information about the New York firm at globeflex.com.