Frontlight Capital LP (Boston)

Name: Frontlight Capital LP
Address: 125 High Street, Suite 1712, Boston, MA, 02110
Telephone: 617-483-6100

Frontlight Capital LP is a large advisory firm based in Boston. It manages $366.75 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Massachusetts.

Frontlight Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frontlight Capital: assets under management

The assets under management (AUM) of Frontlight Capital LP is $366.75 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 75% since the beginning of its operation, and $366.75 million of the total AUM is attributable to clients outside of the United States.

The firm manages $366.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $122.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frontlight Capital LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Harvey Stuart Felman serves?

The only and largest group of clients of Harvey Stuart Felman is pooled investment vehicles with 3 clients and $366.75 million of assets under management. Among the 6 most similar advisory firms, Frontlight Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $366.75 million for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Frontlight Capital also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Frontlight Capital LP

The company employs 17 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Harvey Stuart Felman has been acting as President since 1 Dec 2016. Edward Vito Denoble has served as the Chief Investment Officer since 1 Feb 2015. John Albert Ritacco joined the executive team most recently as the Chief Financial Officer & Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Frontlight Capital Llc	General partner	1 Feb 2015	Other	47-3597717
Edward Vito Denoble	Chief investment officer/partner	1 Feb 2015	50% - 75%	6022148
Harvey Stuart Felman	Chief operating officer/partner	1 Feb 2015	25% - 50%	2425919
Mark Thomas Williams	Chief risk officer/partner	1 Feb 2015	Other	5899176
John Albert Ritacco	Chief financial officer/chief compliance officer	1 Jun 2015	Other	6025576
John A Ritacco	Chief financial officer/chief compliance officer	1 Jun 2015	Other	6025576
Lp Frontlight Holdings	Limited partner	1 Jun 2016	Other	37-1796412
Edward Vito Denoble	Chief executive officer & chief investment officer	1 Dec 2016	50% - 75%	6022148
Harvey Stuart Felman	President	1 Dec 2016	25% - 50%	2425919
John Albert Ritacco	Chief financial officer & chief operating officer	1 Dec 2016	Other	6025576
Dunyelle Nicole Rosen	Chief compliance officer & general counsel	1 Dec 2016	Other	6232204

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Truitt Hargraves	Limited partner	1 Jun 2016	25% - 50%	2157521

Based in Boston

The principal office where Frontlight Capital LP performs its advisory services is located at 125 High Street, Suite 1712, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-483-6100 or by fax 617-483-6102. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at frontlightcapital.com.