American Securities Opportunities Advisors, LLC (New York)

Name: American Securities Opportunities Advisors, LLC
Address: 299 Park Avenue, New York, NY, 10171
Telephone: 212-476-8000

American Securities Opportunities Advisors, LLC is a large advisory firm based in New York. It manages $877.25 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2012.

American Securities Opportunities Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

American Securities Opportunities Advisors: assets under management

The assets under management (AUM) of American Securities Opportunities Advisors, LLC is $877.25 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $877.25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $175.45 million each.

American Securities Opportunities Advisors has custody of $877.25 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay American Securities Opportunities Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at American Securities Opportunities Advisors, LLC

Lawrence Alan First has served as the Chief Investment Officer since 1 Jan 2007. Joseph A Domonkos joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
American Securities Llc	Manager	1 Jan 2006	75% - 100%	27-1486827
Eric L Schondorf	Chief compliance officer/general counsel	1 Jan 2006	Other	6028644
Anthony Grillo	Co-manager/ceo	1 Jan 2006	50% - 75%	1830560
Gregory J Nolff	Chief financial officer	1 Jan 2006	Other	6028651
Lawrence Alan First	Managing director/chief investment officer	1 Jan 2007	Other	4633616
Joseph A Domonkos	Chief financial officer	1 Jan 2014	Other	6028651

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Ascp	Member	1 Jan 2001	25% - 50%	02-0647263
Michael Gerald Fisch	Trustee	1 Feb 2006	Other	2373175
Michael G Fisch 2006 Revocable Trust	Manager	1 Jan 2008	75% - 100%	trust
Michael G Fisch 2006 Revocable Trust	Managing member	1 Jan 2011	50% - 75%	trust

Based in New York

The principal office where American Securities Opportunities Advisors, LLC performs its advisory services is located at 299 Park Avenue, New York, NY 10171, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-476-8000 or by fax 212-455-9715. The normal business hours are 9 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at american-securities.com.