Rockpoint Group, L.L.C. (Dallas)

Name: Rockpoint Group, L.L.C.
Address: 3953 Maple Ave., Dallas, TX, 75219
Telephone: 972-934-0100

Rockpoint Group, L.L.C. is a large advisory firm based in Dallas. It manages $10.26 billion of regulatory assets for 33 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Florida, Massachusetts, and Texas.

Rockpoint Group, L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rockpoint Group, L.L.C: assets under management

The assets under management (AUM) of Rockpoint Group, L.L.C. is $10.26 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 183% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.26 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $311.02 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rockpoint Group, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rockpoint Group, L.L.C serves?

The only and largest group of clients of Rockpoint Group, L.L.C is pooled investment vehicles with 33 clients and $10.26 billion of assets under management. Among the 5 most similar advisory firms, Rockpoint Group, L.L.C has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $10.26 billion for 33 clients. None of the firm’s clients are foreign persons or businesses.

Rockpoint Group, L.L.C also advises several private funds. Namely, thirty three real estate funds. The minimum investment commitment required of non-related persons ranges from $0 to $50,000,000.

Careers at Rockpoint Group, L.L.C.

The company employs 75 people that are either part- or full-time employees. 39 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Hampton Walton	Managing member	1 Aug 2003	25% - 50%	1321205
Patrick Kenny Fox	Managing member	1 Aug 2003	Other	5893025
Keith Bryant Gelb	Managing member	1 Aug 2003	25% - 50%	2265094
Gregory Jerome Hartman	Vice president	1 Aug 2003	Other	1315268
William Dale Cline	Chief financial officer	1 Aug 2003	Other	2194083
Ronald Jay Hoyl	Principal & chief compliance officer	1 Apr 2007	Other	5893029
Thomas Freeman Gilbane	Managing member	1 Jan 2011	Other	2912587
Aric Meir Shalev	Managing member	1 Jan 2011	Other	2644569
Brian D. Borg	Vice president	1 Jan 2011	Other	5909222
Spencer Raymond	Chief financial officer	1 Oct 2014	Other	5999100
Paisley Boney	Managing member (executive officer)	1 Dec 2015	Other	6628275
L.P. Rockpoint Manager Holdings	Managing member (owner)	1 Mar 2018	75% - 100%	82-4513848

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
L.L.C. Rpg Gp	General partner	1 Mar 2018	Other	82-4445597

Based in Dallas

The principal office where Rockpoint Group, L.L.C. performs its advisory services is located at 3953 Maple Ave., Dallas, TX 75219, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-934-0100 or by fax 972-934-8836. The normal business hours are 9:00 am-6:00 pm on Monday - Friday. You can find more information about the New York firm at rockpointgroup.com.