Regent Peak Wealth Advisors, LLC (Atlanta)

Regent Peak Wealth Advisors, LLC is a large advisory firm based in Atlanta. It manages $222.09 million of regulatory assets for 769 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, Florida, Georgia, and 9 other states.

Regent Peak Wealth Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Regent Peak Wealth Advisors: assets under management

The assets under management (AUM) of Regent Peak Wealth Advisors, LLC is $222.09 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $222.09 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $288.8 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 52% of the total AUM. The second-largest asset type is exchange traded securities, which make up 34% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Regent Peak Wealth Advisors, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Regent Peak Wealth Advisors serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Regent Peak Wealth Advisors is high net worth individuals with 691 clients and $187.32 million of assets under management. Among the 9 most similar advisory firms, Regent Peak Wealth Advisors has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $222.09 million for 779 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Regent Peak Wealth Advisors doesn't advise any private funds.

Careers at Regent Peak Wealth Advisors, LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Nathan Ross Hoyt has served as the Chief Investment Officer since 1 May 2019. Craig Nicholas Robson joined the executive team most recently as the Founding Principal/Managing Director/Sole Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Carmen Lee Laster	Chief compliance officer	1 Mar 2019	Other	4559321
Llc Riaka Holdings	Owner	1 Mar 2019	75% - 100%	83-3789409
Craig Nicholas Robson	Founding principal/managing director/sole member	1 May 2019	75% - 100%	2491312
Emily Renae Raymond	Chief operating officer	1 May 2019	Other	6478827
Nathan Ross Hoyt	Chief investment officer	1 May 2019	Other	5103586
Kevin Nicholas Manning	Chief financial officer	1 May 2019	Other	4718946

Based in Atlanta

The principal office where Regent Peak Wealth Advisors, LLC performs its advisory services is located at 3280 Peachtree Rd Ne, Atlanta, GA 30305, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 470-867-3550. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.