Kaplan J L Associates LLC (Boston)

Kaplan J L Associates LLC is a large advisory firm based in Boston. It manages $2.71 billion of regulatory assets for 992 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 20 other states.

Kaplan J L Associates provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kaplan J L Associates: assets under management

The assets under management (AUM) of Kaplan J L Associates LLC is $2.71 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.71 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.73 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kaplan J L Associates LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kaplan J L Associates LLC

James Kaplan has been acting as President since 1 May 1976. Llc Evergreen Investment Management Co. joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Kaplan	President	1 May 1976	75% - 100%	2378537
James Lawrence Kaplan	President	1 May 1976	Other	2378537
Llc Evergreen Investment Management Co.	Shareholder	1 Nov 2002	75% - 100%	104594
Inc. Evergreen Investment Company	Shareholder	1 Nov 2002	75% - 100%	56-1997774
Eimco Trust (Mbt)	Shareholder	1 Nov 2002	75% - 100%	52-2289758
Na Wachovia Bank	Shareholder	1 Nov 2002	75% - 100%	22-1147033
Wachovia Corporation	Shareholder	1 Nov 2002	75% - 100%	56-0898180

Based in Boston

The principal office where Kaplan J L Associates LLC performs its advisory services is located at 222 Berkeley Street,Ste 2010, Boston, MA 02116, which is also the mailing address of the firm. The firm also has an office outside of the United States.