325 Fillmore LLC (Denver)

325 Fillmore LLC is a large advisory firm based in Denver. It manages $2.31 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Colorado and New York.

325 Fillmore provides clos. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

325 Fillmore: assets under management

The assets under management (AUM) of 325 Fillmore LLC is $2.31 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 670% since the beginning of its operation, and $2.31 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.31 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $385 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay 325 Fillmore LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients 325 Fillmore serves?

The only and largest group of clients of 325 Fillmore is pooled investment vehicles with 6 clients and $2.31 billion of assets under management. Among the 6 most similar advisory firms, 325 Fillmore has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.31 billion for 6 clients. 100% of the firm’s clients are foreign persons or businesses.

325 Fillmore also advises several private funds. Namely, five securitized asset funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $500,000.

Careers at 325 Fillmore LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rr 325 Lp	Owner	1 Jan 2017	75% - 100%	81-5322023
Richard Allen Grove	Cco	1 Jan 2017	Other	2237020

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Thb Iron Rose	Limited partner	1 Feb 2017	75% - 100%	xxx-xx-xxxx
Gp Rr 325 Llc	General partner	1 Feb 2017	Other	81-5322023
Arrowmark Colorado Holdings Llc	Owner	1 Feb 2017	75% - 100%	39-2068140
Llc Arrowpoint Asset Management	Owner	1 Feb 2017	75% - 100%	39-2068140

Based in Denver

The principal office where 325 Fillmore LLC performs its advisory services is located at 100 Fillmore Street, Denver, CO 80206, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-398-2950 or by fax 303-322-0804. The normal business hours are 8-5 on Monday - Friday.