Insphere Securities, Inc. (Salt Lake City)

Name: Insphere Securities, Inc.
Address: 150 Social Hall Ave., Salt Lake City, UT, 84111
Telephone: 800-278-1103

Insphere Securities, Inc. is a large advisory firm based in Salt Lake City. It manages $41.29 million of regulatory assets for 285 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Insphere Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Insphere Securities: assets under management

The assets under management (AUM) of Insphere Securities, Inc. is $41.29 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Insphere Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Insphere Securities, Inc.

Charles Frederick Ii Funke has been acting as President since 1 Aug 2006. Gregory Charles Sernett joined the executive team most recently as the Chief Compliance Officer/Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles Frederick Ii Funke	Director/president/ceo	1 Aug 2006	Other	2574335
Michael Philip Maughan	Finop/director/ vice president	1 Nov 2007	Other	4771751
Sharon Kay Weinle	Chief operations officer/ director	1 Nov 2007	Other	1207462
Inc. Insphere Insurance Solutions	Shareholder	1 Apr 2010	75% - 100%	27-0277771
James Christopher Mason	Director/ chairman	1 Apr 2010	Other	3008152
Gregory Charles Sernett	Chief compliance officer/director	1 Jun 2010	Other	2580939

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Healthmarkets	Shareholder	1 Apr 2010	75% - 100%	75-2044750
Inc. Healthmarkets	Owner	1 Apr 2010	75% - 100%	75-2044750

Based in Salt Lake City

The principal office where Insphere Securities, Inc. performs its advisory services is located at 150 Social Hall Ave., Salt Lake City, UT 84111 The mailing address of the firm is Po Box 3510, Salt Lake City, UT 84110 3510. An additional office of the firm is in Midvale, UT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-278-1103 or by fax 800-615-2060. The normal business hours are 7:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.insphereis.com.