Northeast Management & Research Co., Inc. (Boston)

Name: Northeast Management & Research Co., Inc.
Address: 100 High Street, Boston, MA, 02110 2301
Telephone: 617-523-3588

Northeast Management & Research Co., Inc. is an investment adviser to an investment company based in Boston. It manages $51.97 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Northeast Management & Research Co. provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northeast Management & Research Co.: assets under management

The assets under management (AUM) of Northeast Management & Research Co., Inc. is $51.97 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -82% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $51.97 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $51.97 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Northeast Management & Research Co., Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Northeast Management & Research Co., Inc.

Ernest Ejner Monrad has been acting as President since 1 Jul 1980. Elizabeth M. Oates joined the executive team most recently as the Trustee For Estate Of William A. Oates, Jr..

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Armstrong Oates	President; shareholder; director	1 Jul 1980	75% - 100%	4338721
Robert Bowne Minturn	Vice president, treasurer & clerk; shareholder	1 Jul 1980	Other	2057642
Bruce Haffenneffer Monrad	Shareholder	1 Jul 1980	Other	1299841
Elizabeth Abb Monrad	Shareholder	1 Jul 1980	Other	3212249
Ernest Ejner Monrad	Director	1 Jul 1980	Other	4338726
Ernest Scott Monrad	Shareholder	1 Jul 1980	Other	4340184
Elizabeth Ann Monrad	Shareholder	1 Jul 1980	Other	3212249
Richard J Semple	Chief compliance officer	1 Jul 2004	Other	3227677
Gordon C Barrett	Chief compliance officer	1 Aug 2007	Other	1801234
Gordon Chester Barrett	Chief compliance officer	1 Aug 2007	Other	1801234
John Frank Francini	Vice president, director	1 Nov 2008	Other	2217936
Nancy Marie Mulligan	Vice president, clerk, director	1 Nov 2008	Other	3227676
David Allen Randall	Chief compliance officer	1 Aug 2010	Other	5837124
Robert Michael Kane	Chief compliance officer	1 Sep 2011	Other	5985791
Richard George Manoogian	Chief compliance officer	1 Mar 2012	Other	5494260
Robert Michael Kane	Vice president	1 Mar 2012	Other	5985791
Nancy Marie Mulligan	President, director	1 Feb 2017	Other	3227676
Jr. Estate Of William A. Oates	Owner	1 Feb 2017	75% - 100%	tinappliedfor
Elizabeth M. Oates	Trustee for estate of william a. oates, jr.	1 Apr 2017	Other	xxx-xx-xxxx

Based in Boston

The principal office where Northeast Management & Research Co., Inc. performs its advisory services is located at 100 High Street, Boston, MA 02110 2301, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-523-3588 or by fax 617-523-5412. The normal business hours are 8:45am-4:45pm on Monday - Friday. You can find more information about the New York firm at northeastinvest.com.