Yager Robert Alan (San Jose)

Yager Robert Alan is an adviser based in San Jose. It manages $3.5 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Yager Robert Alan provides portfolio management for individuals and small businesses and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Yager Robert Alan: assets under management

The assets under management (AUM) of Yager Robert Alan is $3.5 million. The firm's AUM has gone down by -97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $500 thousand in discretionary accounts and $3 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $125 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3 million.

Investments

The firm invests in investment and business development companies the most. They account for 75% of the total AUM. The second-largest asset type is exchange traded securities, which make up 25% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Yager Robert Alan for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Yager Robert Alan

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Alan Yager	Sole proprietor, chief compliance officer	1 Mar 1984	75% - 100%	874509
Robert Alan Yager	Sole proprietor, chief compliance officer	1 Jan 1999	75% - 100%	874509

Based in San Jose

The principal office where Yager Robert Alan performs its advisory services is located at 4820 Harwood Road, San Jose, CA 95124, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 408-978-2214 X 240 or by fax 408-978-3654. The normal business hours are 7:30-4:30 on Monday - Friday.