Citi Capital Advisors Limited (London)


Citi Capital Advisors Limited is a large advisory firm based in London. It manages $1.95 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2011.

Citi Capital Advisors Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Citi Capital Advisors Limited: assets under management

The assets under management (AUM) of Citi Capital Advisors Limited is $1.95 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.95 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $650.33 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Citi Capital Advisors Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Citi Capital Advisors Limited

Andrew Black has been acting as President since 1 Dec 2010. Napier Park Global Capital Lp joined the executive team most recently as the Parent.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Citigroup Alternative Investments Llc Owner 1 Dec 2010 75% - 100% 119537
James Michael Obrien Co-ceo 1 Dec 2010 Other 1257015
John Beck Chief compliance officer 1 Dec 2010 Other 5646531
Andrew Black Director 1 Dec 2010 Other 5921744
Andrew Robert Black Director 1 Dec 2010 Other 5921744
John Douglas Beck Chief compliance officer 1 Dec 2010 Other 5646531
Simon James Cumming Secretary 1 Dec 2010 Other 5134021
David Sharland Chief financial officer 1 May 2011 Other 6045533
John George Duthie Jackson Executive board director 1 Jun 2011 Other 6045537
Michael Athol Weston Executive board director 1 Jul 2011 Other 6045530
Michael Micko Micko Director 1 Jan 2013 Other 5515325
Steven Ciampi Director 1 Jan 2013 Other 4545224

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Citigroup Inc. Parent 1 Oct 1997 75% - 100% 52-1568099
Citigroup Investments Inc. Parent 1 Jul 2002 75% - 100% 06-1497445
Napier Park Global Capital Lp Parent 1 Mar 2013 75% - 100% 80-0857707
Napier Park Global Smp Llc General partner 1 Mar 2013 Other 46-2209347

Based in London

The principal office where Citi Capital Advisors Limited performs its advisory services is located at 43 45 Portman Square, London, W1 H 6 Ly, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011-44-207-500-0430. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.capitaladvisors.com.