Wind Point Advisors, LLC (Chicago)

Name: Wind Point Advisors, LLC
Address: 676 N. Michigan Ave., Chicago, IL, 60611
Telephone: 312-255-4800

Wind Point Advisors, LLC is a large advisory firm based in Chicago. It manages $1.94 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Illinois.

Wind Point Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wind Point Advisors: assets under management

The assets under management (AUM) of Wind Point Advisors, LLC is $1.94 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1% since the beginning of its operation, and $78.47 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.94 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $129.63 million each.

Wind Point Advisors has custody of $1.94 billion in cash and securities for 15 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wind Point Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wind Point Advisors serves?

The only and largest group of clients of Wind Point Advisors is pooled investment vehicles with 15 clients and $1.94 billion of assets under management. Among the 9 most similar advisory firms, Wind Point Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.94 billion for 15 clients. 13% of the firm’s clients are foreign persons or businesses.

Wind Point Advisors also advises several private funds. Namely, fifteen private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Wind Point Advisors, LLC

The company employs 30 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Louis Cummings	Member	1 May 1999	25% - 50%	1036043
James Paul Tenbroek	Member	1 May 1999	Other	6018253
Richard Robertson Kracum	Member	1 May 1999	25% - 50%	6018257
Leann Kay Kilarski	Cco/ cfo	1 Sep 2005	Other	5910915
Alex E Washington	Member	1 Apr 2009	Other	3253870
Mark Raymond Burgett	Member	1 Apr 2009	Other	2660208
Nathanael Alexander Brown	Member	1 May 2009	Other	6024509
Paul Harvey Peterson	Member	1 Apr 2013	Other	6628403
Konrad A Salaber	Member	1 Jun 2017	Other	4401352
David Matthew Stott	Member	1 Jun 2017	Other	6930083

Based in Chicago

The principal office where Wind Point Advisors, LLC performs its advisory services is located at 676 N. Michigan Ave., Chicago, IL 60611, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-255-4800 or by fax 312-255-4820. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at windpointpartners.com and its LinkedIn profile.