Ramius Securities LLC (New York)

Name: Ramius Securities LLC
Address: 599 Lexington Ave, New York, NY, 10022
Telephone: 212-845-7900

Ramius Securities LLC is a large advisory firm based in New York. It manages $143.97 million of regulatory assets for 154 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of California, Connecticut, District of Columbia, and 5 other states.

Ramius Securities provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ramius Securities: assets under management

The assets under management (AUM) of Ramius Securities LLC is $143.97 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 527% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $143.97 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $934.86 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ramius Securities LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ramius Securities LLC

Peter Anthony Cohen has been acting as President since 1 Sep 1995. Ramius Llc joined the executive team most recently as the Managing Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Anthony Cohen	President	1 Sep 1995	Other	50111
Morgan B Stark	Executive vice president	1 Sep 1995	Other	1959400
Jeffrey Marc Solomon	Executive vice president	1 Sep 1995	Other	2133254
Ramius Llc	Managing member	1 Aug 1997	75% - 100%	13-3937658
Marran Humphrey Ogilvie	Crop	1 Sep 1997	Other	2820779
John Anthony Dragos	Srop	1 Feb 2004	Other	2237401
John Fiorello	Chief compliance officer	1 Oct 2004	Other	2883294
Andrew Kent Loggia	Finop	1 Oct 2005	Other	4855842
Marc Lewis Baum	General counsel	1 Apr 2008	Other	1580046
Owen Littman	General counsel	1 Feb 2009	Other	xxx-xx-xxxx
Ramius Llc	Managing member	1 Nov 2009	75% - 100%	27-0423711

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Peter Anthony Cohen	Managing member	1 Aug 1997	25% - 50%	50111
Morgan B Stark	Managing member	1 Aug 1997	25% - 50%	1959400
Thomas Wolff Strauss	Managing member	1 Aug 1997	25% - 50%	438203
Jeffrey Marc Solomon	Managing member	1 Oct 2004	25% - 50%	2133254
Cowen Group Inc.	Parent	1 Nov 2009	75% - 100%	27-0423711

Based in New York

The principal office where Ramius Securities LLC performs its advisory services is located at 599 Lexington Ave, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-845-7900 or by fax 212-845-7986. The normal business hours are 9:00 am- 5:00pm on Monday - Friday. You can find more information about the New York firm at www.ramius.com.