Della Parola Capital Management, LLC (Fort Collins)


Della Parola Capital Management, LLC is an adviser based in Fort Collins. It manages $52 million of regulatory assets for 60 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Colorado.

Della Parola Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Della Parola Capital Management: assets under management

The assets under management (AUM) of Della Parola Capital Management, LLC is $52 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $866.67 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 40% of the total AUM. The second-largest asset type is state and local bonds, which make up 30% of the firm’s portfolio. Investments in investment grade corporate bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Della Parola Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Leandra Yasuyo Foster serves?

The only and largest group of clients of Leandra Yasuyo Foster is high net worth individuals with 19 clients and $51 million of assets under management. Among the 0 most similar advisory firms, Della Parola Capital Management has the 0th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $51 million for 19 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Della Parola Capital Management doesn't advise any private funds.

Careers at Della Parola Capital Management, LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Leandra Yasuyo Foster has been acting as President since 1 Dec 2014. David Anthony Mascio joined the executive team most recently as the Chief Compliance Officer And Managing Pricipal.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Anthony Mascio President and chief investment officer 1 Jan 2006 Other 2580961
Llc Nardi Capitale Member 1 Jan 2013 25% - 50% 27-1649780
Llc Ian Erste Member 1 Jan 2013 25% - 50% 46-1748467
Llc Dunnigan Financial Planning Member 1 Nov 2013 25% - 50% 27-1498238
Llc Miao Stochastic Member 1 Dec 2014 25% - 50% 47-2311867
Llc Zumwalt Financial Services Member 1 Dec 2014 25% - 50% 47-2311469
Leandra Yasuyo Foster Director/cco 1 Dec 2014 Other 6222924
Bryan Charles Haft Chief compliance officer 1 Nov 2016 Other 2313491
David Anthony Mascio Chief compliance officer 1 Mar 2018 Other 2580961
David Anthony Mascio Chief compliance officer and managing pricipal 1 Apr 2018 Other 2580961

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Anthony Mascio Member 1 Jan 2013 75% - 100% 2580961
Gavan Ragnar Duemke Member 1 Jan 2013 75% - 100% 6220697
Shawn William Dunnigan Member 1 Nov 2013 75% - 100% 1967001
Hong Miao Managing member 1 Dec 2014 75% - 100% 6431759
Kent Zumwalt Managing member 1 Dec 2014 75% - 100% 6431762
James Kenton Zumwalt Managing member 1 Dec 2014 75% - 100% 6431762

Based in Fort Collins

The principal office where Della Parola Capital Management, LLC performs its advisory services is located at 215 West Oak Dr., Fort Collins, CO 80521, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 970-372-4959. The normal business hours are 9 a.m. - 4 p.m. on Monday - Friday. You can find more information about the New York firm at dellaparola.com/.