Taglich Brothers, Inc. (Huntington)

Name: Taglich Brothers, Inc.
Address: 790 New York Avenue, Huntington, NY, 11743
Telephone: 631-757-1500

Taglich Brothers, Inc. is a large advisory firm based in Huntington. It manages $106.73 million of regulatory assets for 217 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of New York.

Taglich Brothers provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Taglich Brothers: assets under management

The assets under management (AUM) of Taglich Brothers, Inc. is $106.73 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Taglich Brothers, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Taglich Brothers serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Taglich Brothers is high net worth individuals with 136 clients and $46.95 million of assets under management. Among the 8 most similar advisory firms, Taglich Brothers has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $106.73 million for 217 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Taglich Brothers doesn't advise any private funds.

Careers at Taglich Brothers, Inc.

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Nicholas Taglich	President, ceo, finop, rop	1 Sep 1991	50% - 75%	1343730
Robert Francis Taglich	Vice president	1 Jan 1992	50% - 75%	1539988
Richard C Oh	Chief compliance officer	1 Nov 2004	Other	2666196

Based in Huntington

The principal office where Taglich Brothers, Inc. performs its advisory services is located at 790 New York Avenue, Huntington, NY 11743, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 631-757-1500 or by fax 631-757-1333. The normal business hours are 9am-5pm mon-thurs; 9am-4pm friday on Monday - Friday. You can find more information about the New York firm at taglichbrothers.com.