Investec Ernst & Company (New York)

Name: Investec Ernst & Company
Address: One Battery Park Plaza, New York, NY, 10004
Telephone: 212-898-6238

Investec Ernst & Company is a related adviser based in New York. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Investec Ernst & Company provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Investec Ernst & Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Investec Ernst & Company

Stephen Koseff has been acting as President since 1 Jan 1998. Jeffrey Laikind joined the executive team most recently as the Non Employee Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lionel Curtis Bandler	Evp	1 Oct 1955	Other	11731
William Paul Behrens	Chief executive officer	1 Jan 1975	Other	16999
Anthony Michael Monaco	Crop/compliance director	1 Jul 1996	Other	1869532
Investec Usa Holdings Corp.	Shareholder	1 Jan 1998	75% - 100%	52-2082892
Stephen Derek Solomon	Director; vice chairman of the board	1 Jan 1998	Other	2994409
Hugh Sidney Herman	Director; chairman of the board	1 Jan 1998	Other	3005992
Stephen Koseff	Director	1 Jan 1998	Other	3009705
Bernard Kantor	Director	1 Jan 1998	Other	3005897
Steven John Paraggio	Chief financial officer	1 Mar 1998	Other	2495234
John William Burdett	Director	1 Mar 1998	Other	2995446
James Paul Orazio	Vice president/srop	1 Jun 1999	Other	858623
Michael Rabinowitz	Senior vice president	1 Jun 1999	Other	1141255
Scott S. Rosenblum	Non-employee director	1 Aug 2000	Other	4251370
John Peter Sergio	Chief compliance officer/crop	1 Aug 2000	Other	1474341
John James Murabito	Chief operating officer	1 Dec 2000	Other	1075873
Daniel Joseph Cristofano	Non employee director	1 Feb 2001	Other	1032324
Edward B Locke	Secretary	1 Mar 2001	Other	4437134
John James Murabito	Chief executive officer	1 Oct 2001	Other	1075873
David Robert Rappaport	General counsel	1 Nov 2001	Other	xxx-xx-xxxx
Hapoalim Usa Holding Company	Shareholder	1 Mar 2006	75% - 100%	13-4123572
William Francis Cicio	Non-employee director	1 Mar 2006	Other	1538606
Amir Aviv	Non-employee director	1 May 2007	Other	5360149
Nir Brunstein	Non-employee director	1 May 2007	Other	5360147
Ian Mitchell Kirschner	General counsel	1 May 2007	Other	2717720
John Joseph Venezia	Chief compliance officer	1 Aug 2008	Other	xxx-xx-xxxx
Jeffrey Laikind	Non-employee director	1 Apr 2009	Other	300679
Ron Gutler	Non-employee director	1 Apr 2009	Other	5666505

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Investec Bank (Mauritius)	Shareholder	1 Jan 1998	75% - 100%
Investec Bank Ltd	Shareholder	1 Jan 1998	75% - 100%
Investec Group Limited	Shareholder	1 Jan 1998	75% - 100%
Investec Holdings Limited	Shareholder	1 Jan 1998	75% - 100%
Investec International (Gibraltar) Ltd.	Shareholder	1 Mar 2001	75% - 100%
Investec Group Limited	Shareholder	1 Mar 2001	75% - 100%
Zohar Hashemesh Le'hashkgot Ltd.	Shareholder	1 Mar 2006	75% - 100%	foreign
Bank Hapoalim B.M.	Shareholder	1 Mar 2006	75% - 100%	foreign

Based in New York

The principal office where Investec Ernst & Company performs its advisory services is located at One Battery Park Plaza, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-898-6238 or by fax 212-898-7755. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.investecernst.com.