The Mutual Fund Store Rochester, LLC (Overland Park)

Name: The Mutual Fund Store Rochester, LLC
Address: 7301 College Boulevard, Overland Park, KS, 66210
Telephone: 913-319-8100

The Mutual Fund Store Rochester, LLC is a related adviser based in Overland Park. It manages $72.34 million of regulatory assets for 902 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Kansas, New York, and South Carolina.

The Mutual Fund Store Rochester provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Mutual Fund Store Rochester: assets under management

The assets under management (AUM) of The Mutual Fund Store Rochester, LLC is $72.34 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 229% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $72.34 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $80.2 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Mutual Fund Store Rochester, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Mutual Fund Store Rochester, LLC

Adam Stuart Bold has been acting as President since 1 Aug 2008. Chris Eugene Elliott joined the executive team most recently as the Chief Financial Officer/Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Adam Stuart Bold	Chairman/chief executive officer	1 Aug 2008	Other	2246043
Christopher Raymond Braudis	President	1 Aug 2008	Other	3078442
Jon Peter Bentz	Vice president company operations/secretary	1 Aug 2008	Other	2224183
Clifford Merril Brandt	Chief compliance officer	1 Aug 2008	Other	1902051
Chris Eugene Elliott	Chief financial officer	1 Aug 2008	Other	5412543
Llc Tmfs Holdings	Member	1 Aug 2008	50% - 75%	43-1899520
James No Middle Name Mcelroy	Member	1 Jan 2009	25% - 50%	5150733
James L. Mcelroy	Member	1 Jan 2009	25% - 50%	5150733
Adam Stuart Bold	Chairman	1 Feb 2012	Other	2246043
Chris Eugene Elliott	Chief financial officer/secretary	1 Feb 2012	Other	5412543
John Bradley Bunch	Chief executive officer	1 Feb 2012	Other	1908764
Jon Peter Bentz	Vice president company operations	1 Feb 2012	Other	2224183

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Adam Stuart Bold	Ceo/shareholder	1 Feb 2006	75% - 100%	2246043
Inc Tmfs Holdings	Member	1 Feb 2006	50% - 75%	20-4305410
Adam S. Bold Trust	Shareholder	1 Feb 2006	75% - 100%	xxx-xx-xxxx
Inc Tmfs Holdings	Member	1 Aug 2008	50% - 75%	20-4305410
Llc Kansas City 727 Acquisition	Member	1 Sep 2011	75% - 100%	45-3338790
Kansas City 727 Acquisition Corporation	Member	1 Sep 2011	50% - 75%	45-3217452
L.P. Warburg Pincus Private Equity X	Shareholder	1 Sep 2011	75% - 100%	26-0849130
L.P. Warburg Pincus X	General partner	1 Sep 2011	Other	26-0403670

Based in Overland Park

The principal office where The Mutual Fund Store Rochester, LLC performs its advisory services is located at 7301 College Boulevard, Overland Park, KS 66210, which is also the mailing address of the firm. An additional office of the firm is in Rochester, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-319-8100 or by fax 913-319-8181. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at www.mutualfundstore.com.