Globalt Inc (Atlanta)

Name: Globalt Inc
Address: 3280 Peachtree Rd., Ne, Atlanta, GA, 30305
Telephone: 404-364-2188

Globalt Inc is a large advisory firm based in Atlanta. It manages $1.12 billion of regulatory assets for 1,159 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, California, Florida, and 11 other states.

Globalt provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, pension consulting services, and model portfolio consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Globalt: assets under management

The assets under management (AUM) of Globalt Inc is $1.12 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.12 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $968.22 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Globalt Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Globalt Inc

William Henry Roach has been acting as President since 1 Jan 1992. Gary Edward Fullam has served as the Chief Investment Officer since 1 Mar 1991 and Samuel Emory Allen is the Chief Executive Officer of Globalt Inc family office. Alana L Griffin joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Samuel Emory Allen	Chief executive officer	1 Nov 1990	50% - 75%	4370785
Gary Edward Fullam	Chief investment officer	1 Mar 1991	Other	4370789
Fredric Arthur Mann	Chief financial officer	1 Mar 1991	Other	4370795
William Henry Roach	President	1 Jan 1992	Other	1422946
Michelle Marie Miljanich	Chief administrative officer	1 Apr 1992	Other	4370804
Michelle Miljanich Manuel	Chief administrative officer	1 Apr 1992	Other	4370804
Gregory Samuel Paulette	Senior vice president	1 Sep 1993	Other	703879
Bennett Hampton Woodward	Senior vice president	1 Aug 1999	Other	4370808
Carole Herron Cox	Senior vice president	1 Oct 1999	Other	1926104
Margaret Rainey Rembert	Head trader	1 Aug 2000	Other	1955560
Dana Nicol Moore	Vp, sr. research analyst	1 Aug 2000	Other	2360831
Synovus Financial Corp.	Owner	1 May 2002	75% - 100%	58-1134883
Margaret Rainey Rembert	Chief compliance officer	1 Dec 2004	Other	1955560
Margaret Rainey Woodward	Vice president	1 Dec 2004	Other	1955560
Jonathan David Kaufman	Chief compliance officer	1 May 2006	Other	2750652
Jeffery Barton Singleton	Director	1 Jan 2011	Other	2122679
Alana L Griffin	Director	1 Mar 2011	Other	5906047

Based in Atlanta

The principal office where Globalt Inc performs its advisory services is located at 3280 Peachtree Rd., Ne, Atlanta, GA 30305, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-364-2188 or by fax 404-364-2189. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.globalt.com.