Dws Investment Management Americas, Inc. is a large advisory firm based in New York. It manages $178.42 billion of regulatory assets for 659 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Dws Investment Management Americas provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dws Investment Management Americas, Inc. is $178.42 billion. The firm's AUM has gone down by -10% since the beginning of its operation, and $59.09 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Dws Investment Management Americas, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, investment companies, pooled investment vehicles, business development companies, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Cynthia Pierce Nestle is insurance companies with 66 clients and $87.49 billion of assets under management. Among the 9 most similar advisory firms, Dws Investment Management Americas has the 2nd highest percentage of insurance companies out of all clients.
The amount of regulatory assets under management is $164.61 billion for 176 clients. 17% of the firm’s clients are foreign persons or businesses.
Dws Investment Management Americas also advises several private funds. Namely, one hedge fund, one real estate fund, one other private fund, and three securitized asset funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.
The company employs 511 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Cynthia Pierce Nestle has been acting as President since 1 Dec 2013. Luke Antony Oliver joined the executive team most recently as the Director.
The principal office where Dws Investment Management Americas, Inc. performs its advisory services is located at 345 Park Avenue, New York, NY 10154, which is also the mailing address of the firm. An additional office of the firm is in Jacksonville, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-250-2500. The normal business hours are 9:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at dws.com.