Axa Real Estate Investment Managers Us LLC (New York)


Axa Real Estate Investment Managers Us LLC is a large advisory firm based in New York. It manages $877.04 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of New York.

Axa Real Estate Investment Managers Us provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and investment of holding company assets. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Axa Real Estate Investment Managers Us: assets under management

The assets under management (AUM) of Axa Real Estate Investment Managers Us LLC is $877.04 million. The company doesn't manage any assets belonging to foreign clients.

Axa Real Estate Investment Managers Us has custody of $55.56 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Axa Real Estate Investment Managers Us LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pierre Lucien Vaquier serves?

The only and largest group of clients of Pierre Lucien Vaquier is pooled investment vehicles with 1 clients and $55.16 million of assets under management. Among the 9 most similar advisory firms, Axa Real Estate Investment Managers Us has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $55.16 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Axa Real Estate Investment Managers Us doesn't advise any private funds.

Careers at Axa Real Estate Investment Managers Us LLC

The company employs 15 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Pierre Lucien Vaquier has been acting as President since 1 Aug 2010. Andrew Justin Stainer joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Olivier Marc Thoral Cco/managing director 1 Aug 2010 Other 6232659
Pierre Lucien Vaquier Director/chairman 1 Aug 2010 Other 6232665
Arnaud Emmanuel Jean Marie Prudhomme Director 1 Aug 2010 Other 6232092
Dennis Gerard Lopez Director 1 Aug 2010 Other 2614633
Axa Real Estate Investment Managers Sa Member 1 Aug 2010 75% - 100% foreign entity
Deborah Karine Shire Director 1 Feb 2011 Other 6232087
Laurent Emmanuel Lavergne Director 1 Sep 2014 Other 6469049
Sebastien Herzog Director 1 Feb 2016 Other 6614909
Stephen Davis Mccarthy Head of north america real assets & director 1 Jan 2017 Other 1144765
David Edward Scott Chief compliance officer 1 Jan 2017 Other 5221545
Andrew Justin Stainer Director 1 May 2017 Other 6841958

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Axa Sa Shareholder 1 Dec 1994 75% - 100% foreign entity
Axa Investment Managers Sa Shareholder 1 Jul 2001 75% - 100% foreign entity

Based in New York

The principal office where Axa Real Estate Investment Managers Us LLC performs its advisory services is located at 711 Third Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-981-1120 or by fax 646-981-1119. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at axa-realestate.com/.