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Mosaique Capital Management, LLC (Los Angeles)


Mosaique Capital Management, LLC is a large advisory firm based in Los Angeles. It manages $54.43 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 19 other states.

Mosaique Capital Management provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mosaique Capital Management: assets under management

The assets under management (AUM) of Mosaique Capital Management, LLC is $54.43 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 81% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $54.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $54.43 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mosaique Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
The Bear Stearns Companies Inc. Shareholder 1 Oct 1985 75% - 100% 13-3286161

Based in Los Angeles

The principal office where Mosaique Capital Management, LLC performs its advisory services is located at 1999 Avenue Of The Stars, Los Angeles, CA 90067 6100, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-229-2100 or by fax 310-229-2101. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday.


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