Frm Americas LLC (New York)

Name: Frm Americas LLC
Address: Hsbc Tower, 452 5 Th Avenue, New York, NY, 10018
Telephone: 212-649-6600

Frm Americas LLC is a large advisory firm based in New York. It manages $253.12 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006.

Frm Americas provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frm Americas: assets under management

The assets under management (AUM) of Frm Americas LLC is $253.12 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -72% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $253.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $84.37 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frm Americas LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Frm Americas LLC

Blaine J. Tomlinson has been acting as President since 1 Jun 2006. Man Investments Holdings Inc. joined the executive team most recently as the Sole Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Frm (Americas) Ltd.	Member	1 Jun 2001	75% - 100%	foreign
John Harvey Beech	Managing director, chief investment officer	1 Jul 2004	Other	2581044
Carrie Ann Mccabe	Managing director, president	1 Mar 2005	Other	1398466
Andrew Robert Anthony Stewart	General counsel, chief compliance officer, director	1 Jun 2005	Other	5118032
Daniel Florsheim	Managing director, chief operating officer, chief financial officer	1 Mar 2006	Other	5118170
Blaine J. Tomlinson	Director	1 Jun 2006	75% - 100%	4529992
Andrew Robert Anthony Stewart	Director	1 Jun 2006	Other	5118032
Andrew J Brindle	Chief executive officer, director	1 Aug 2006	Other	2375136
Keven Patrick Moran	Chief compliance officer	1 Mar 2007	Other	4013476
Kevin Patrick Moran	Chief compliance officer	1 Mar 2007	Other	4013476
Anabelle Perez Gray	Chief compliance officer	1 Apr 2008	Other	5522249
Marc Farell Blieden	Director	1 Mar 2010	Other	5907471
Orly Lax	Secretary	1 Sep 2012	Other	5907624
Michelle Mccloskey	President	1 Sep 2012	Other	5862735
Jordan B. Allen	Chief financial officer	1 Sep 2012	Other	4650827
Man Investments Holdings Inc.	Sole member	1 Oct 2012	75% - 100%	13-4049528

Indirect Owners

The SEC currently registers 17 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Tomlinson Family Trust	Shareholder	1 Oct 1996	75% - 100%	foreign
The Regent Trust Company Limited	Trustee	1 Oct 1996	75% - 100%	foreign
Damor Investments Limited	Shareholder	1 Oct 1996	50% - 75%	foreign
Tomlinson Family Trust	Shareholder	1 Oct 1996	50% - 75%	foreign entity
Regent Trust Company Limited	Trustee	1 Oct 1996	Other	foreign entity
Royal Bank Of Canada Trust Company (International) Limited	Shareholder	1 Jan 2000	75% - 100%	foreign
Royal Bank Of Canada	Shareholder	1 Jan 2000	75% - 100%	foreign
Factornew Limited	Shareholder	1 Feb 2000	75% - 100%	foreign entity
E.D. & F. Man Cocoa Investments Limited	Shareholder	1 Feb 2000	75% - 100%	foreign entity
Frm Holdings Limited	Shareholder	1 Apr 2001	75% - 100%	foreign
Man Group Investments Limited	Shareholder	1 Jun 2004	75% - 100%	foreign entity
E.D. & F. Man Investments Bv	Shareholder	1 Aug 2006	75% - 100%	foreign entity
Man Investments Usa Holdings Inc.	Shareholder	1 Aug 2006	75% - 100%	98-0503332
Man Investments Finance Limited	Shareholder	1 Jul 2010	75% - 100%	foreign entity
Man Group Plc	Shareholder	1 Jul 2010	75% - 100%	foreign entity
Man Group Uk Ltd	Shareholder	1 May 2012	75% - 100%	foreign entity
Rbh Holdings (Jersey) Limited	Shareholder	1 Jul 2012	75% - 100%	foreign entity

Based in New York

The principal office where Frm Americas LLC performs its advisory services is located at Hsbc Tower, 452 5 Th Avenue, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-649-6600 or by fax 212-649-6884. The normal business hours are 8:30 am - 5:00pm est on Monday - Friday. You can find more information about the New York firm at frmhedge.com/usa/.