Ruyi Capital Management LLC (New York)

Name: Ruyi Capital Management LLC
Address: 575 Lexington Avenue, New York, NY, 10022
Telephone: 212-668-0888 X188

Ruyi Capital Management LLC is a large advisory firm based in New York. It manages $111.16 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of New York.

Ruyi Capital Management provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ruyi Capital Management: assets under management

The assets under management (AUM) of Ruyi Capital Management LLC is $111.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 468% since the beginning of its operation, and $111.16 million of the total AUM is attributable to clients outside of the United States.

The firm manages $111.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.05 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ruyi Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients William Chingwen Yeh serves?

The only and largest group of clients of William Chingwen Yeh is pooled investment vehicles with 3 clients and $111.16 million of assets under management. Among the 10 most similar advisory firms, Ruyi Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $111.16 million for 3 clients. 66% of the firm’s clients are foreign persons or businesses.

Ruyi Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Ruyi Capital Management LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

William Chingwen Yeh has been acting as President since 1 Feb 2015. Pangu Enterprise Llc joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ti Zhou	Managing member and chief compliance officer	1 Jul 2014	Other	6431847
Dongliang Xu	Managing member	1 Jul 2014	Other	6431853
Blue Umbrella Trust	Trust	1 Jul 2014	50% - 75%	xxx-xx-xxxx
William Chingwen Yeh	Chairman	1 Feb 2015	Other	2688332
Pangu Enterprise Llc	Owner	1 Jul 2015	50% - 75%	47-4592311

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Sandy Fu Sen Yeh	Trustee	1 Jul 2014	75% - 100%	6431894
Sandy Fu Sen Yeh	Sole member	1 Jul 2015	50% - 75%	6431894

Based in New York

The principal office where Ruyi Capital Management LLC performs its advisory services is located at 575 Lexington Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Oyster Bay, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-668-0888 X188. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at ruyicapitalmanagement.com.