Cai Managers & Co., L.P. (Brooklyn)

Name: Cai Managers & Co., L.P.
Address: 300 Cadman Plaza West, Brooklyn, NY, 11201
Telephone: 212-319-3056

Cai Managers & Co., L.P. is a large advisory firm based in Brooklyn. It manages $264.96 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Cai Managers & Co. provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cai Managers & Co.: assets under management

The assets under management (AUM) of Cai Managers & Co., L.P. is $264.96 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -35% since the beginning of its operation, and $264.96 million of the total AUM is attributable to clients outside of the United States.

The firm manages $264.96 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $66.24 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cai Managers & Co., L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Cai Managers & Co. serves?

The only and largest group of clients of Cai Managers & Co. is pooled investment vehicles with 4 clients and $264.96 million of assets under management. Among the 10 most similar advisory firms, Cai Managers & Co. has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $264.96 million for 4 clients. 100% of the firm’s clients are foreign persons or businesses.

Cai Managers & Co. also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Cai Managers & Co., L.P.

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Cai Agp Co.	General partner	1 Jun 1997	Other	13-4048329
Peter Guy Restler	Senior managing partner and limited partner	1 May 1998	25% - 50%	808321
Leslie Benedict Daniels	Managing director	1 May 1998	25% - 50%	601529
Peter Michael Gottsegen	Managing director	1 May 1998	25% - 50%	226444
Richard Joseph Schmeelk	Limited partner	1 May 1998	Other	413814
Craig Allen Skolnick	Cfo, cco and limited partner	1 Nov 2000	Other	6039553
Craig Skolnick	Cfo and cco	1 Nov 2000	Other	6039553
Tracey L Mcvicar	Managing partner - limited partner	1 Jan 2012	Other	6318818
Inc. Fire Thorn Iv Managers	Managing partner - limited partner	1 Jan 2012	25% - 50%	foreign entity
Allan D L Weinstein	Managing partner, limited partner	1 Aug 2012	Other	2154614

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Tracey Louise Mcvicar	Shareholder	1 Jan 2012	25% - 50%	6318818
Craig Allen Skolnick	Shareholder	1 Jan 2012	25% - 50%	6039553

Based in Brooklyn

The principal office where Cai Managers & Co., L.P. performs its advisory services is located at 300 Cadman Plaza West, Brooklyn, NY 11201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-319-3056. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at caifunds.com and its LinkedIn profile.