Rbc Alternative Asset Management Inc. (New York)

Name: Rbc Alternative Asset Management Inc.
Address: 1211 Avenue Of The Americas, New York, NY, 10036 8705
Telephone: 212-703-6220

Rbc Alternative Asset Management Inc. is an adviser based in New York. It manages $8.61 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2008.

Rbc Alternative Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rbc Alternative Asset Management: assets under management

The assets under management (AUM) of Rbc Alternative Asset Management Inc. is $8.61 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.3 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rbc Alternative Asset Management Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rbc Alternative Asset Management Inc.

Andrew Duncan Brown has been acting as President since 1 Jan 2006. Eugene James Chiulli joined the executive team most recently as the Chief Financial Officer & Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Royal Bank Holding Inc.	Owner	1 Jan 2006	75% - 100%	98-0425948
Andrew Duncan Brown	Director	1 Jan 2006	Other	2165464
Francis Giorgio	Chief compliance officer/chief financial officer	1 Jan 2006	Other	1894501
Philip Boyd Wisener	Director	1 Jan 2006	Other	2740314
David Downie	Director	1 Jan 2006	Other	5077914
Winson Ho	Director	1 May 2007	Other	2372252
Paul Patrick Holub	Chief operating officer	1 May 2007	Other	2863244
Aaron Joel Hara	Chief investment officer / director	1 Apr 2008	Other	4062907
Samantha Louise Condron	Chief compliance officer	1 Aug 2008	Other	4961961
Jason T Spacek	Director	1 Feb 2009	Other	4326085
David Henry Bronstein	Chief financial officer	1 Feb 2010	Other	1240709
Michael Thomas Lee	President / director	1 Apr 2010	Other	2404178
Carol Ann Timmer	Chief operating officer	1 Apr 2010	Other	1833270
Carol Ann Kuha	Chief operating officer	1 Apr 2010	Other	1833270
Richard Shawn Edelson	Chief financial officer	1 Apr 2010	Other	2155864
Brian Maurice Walsh	Director	1 Apr 2010	Other	4498145
Hanif Sadrudin Mamdani	Director	1 Apr 2010	Other	1875746
Christopher Allen Nelson	Chief compliance officer	1 May 2010	Other	2384935
Theresa Seto Alewine	Acting chief compliance officer	1 Sep 2010	Other	2741548
Theresa Seto Alewine	Chief compliance officer	1 Dec 2010	Other	2741548
Steven J Decicco	Cfo	1 Jul 2012	Other	3240084
Damon Grant Williams	Director	1 Nov 2013	Other	5530176
Deborah Anne Freer	Director	1 May 2014	Other	2580102
Renee Annette Degagne	Director	1 Nov 2014	Other	5680909
Rbc Usa Holdco Corporation	Direct owner	1 Jun 2016	75% - 100%	20-0563684
Eugene James Chiulli	Chief financial officer & treasurer	1 Oct 2016	Other	2976702

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Royal Bank Of Canada	Owner	1 Apr 1998	75% - 100%	13-5357855
Royal Bank Of Canada	Ultimate owner	1 Nov 2010	75% - 100%	13-5357855

Based in New York

The principal office where Rbc Alternative Asset Management Inc. performs its advisory services is located at 1211 Avenue Of The Americas, New York, NY 10036 8705, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-703-6220 or by fax 212-703-6231. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at rbcaam.com.