Globalis Investments, LLC (Boston)

Globalis Investments, LLC is a large advisory firm based in Boston. It manages $61.3 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Massachusetts and Texas.

Globalis Investments provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Globalis Investments: assets under management

The assets under management (AUM) of Globalis Investments, LLC is $61.3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 145% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $61.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $61.3 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Globalis Investments, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Globalis Investments, LLC

Ignacio Elpidio Sosa has been acting as President since 1 Jul 2006. David Paul Dali has served as the Chief Investment Officer since 1 Nov 2008. Macquarie Group Limited joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ignacio Elpidio Sosa	Director	1 Jul 2006	Other	4909711
David Paul Dali	Director	1 Jul 2006	Other	2469659
Augustine Ming Wong	Chief compliance officer	1 Jul 2006	Other	4682800
Macquarie Holdings (Usa) Inc.	Direct owner	1 Jul 2006	50% - 75%	13-3789912
Oneworld Investments Lp	Direct owner	1 Jul 2006	50% - 75%	109403
Laurence Wing Yiu Cheng	Director	1 Jul 2006	Other	4623346
Oliver Tennant Yates	Director	1 Jul 2006	Other	3013840
Tan Yuan Kueh	Director	1 Jul 2006	Other	4365566
David John Craig	Director	1 Jul 2006	Other	5195030
Charles Wheeler	Director	1 Aug 2007	Other	5409762
Globalis Management Llc	Direct owner	1 Feb 2008	25% - 50%	20-5344710
Llc Fpcz Eci	Direct owner	1 Feb 2008	Other	26-1684745
Elizabeth Rachel Flisser	Director	1 Feb 2008	Other	2782993
Sally Louise Worrall	Chief compliance officer	1 Jul 2008	Other	5571936
Stephen Jon Darke	Director	1 Aug 2008	Other	5269777
Christianna Wood	Director	1 Aug 2008	Other	1208803
David Paul Dali	Chief investment officer	1 Nov 2008	Other	2469659
Stephen Jon Darke	Managing director	1 Nov 2008	Other	5269777
Macquarie Capital Investment Management Inc.	Direct owner	1 Nov 2008	75% - 100%	26-3490931

Indirect Owners

The SEC currently registers 17 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Macquarie Equities (Us) Holdings Pty Limited	Owner	1 Aug 1994	75% - 100%	n/a
Macquarie Bank Limited	Owner	1 Aug 1997	75% - 100%	98-0163788
Llc Oneworld Investments	General partner	1 Mar 1999	Other	04-3467587
Ignacio Elpidio Sosa	Owner/manager	1 Mar 1999	50% - 75%	4909711
David Paul Dali	Owner/manager	1 Mar 1999	50% - 75%	2469659
Macquarie Group International Holdings Pty Ltd	Owner	1 Apr 2007	75% - 100%	98-0530186
Macquarie Group (Us) Holdings No. 1 Pty Ltd	Owner	1 Apr 2007	75% - 100%	98-0530184
Macquarie Capital International Holdings Pty Ltd	Owner	1 Apr 2007	75% - 100%	98-0530186
Macquarie Group Limited	Owner	1 Nov 2007	75% - 100%	n/a
Macquarie Financial Holdings Limited	Owner	1 Nov 2007	75% - 100%	n/a
Macquarie Capital Group Pty Ltd	Owner	1 Nov 2007	75% - 100%	n/a
Macquarie Group Limited	Owner	1 Nov 2008	75% - 100%	n/a
Macquarie B.H. Pty Ltd	Owner	1 Nov 2008	75% - 100%	n/a
Macquarie Bank Limited	Owner	1 Nov 2008	75% - 100%	n/a
Macquarie Americas Holdings Pty Ltd	Owner	1 Nov 2008	75% - 100%	n/a
Macquarie Funding Holdings Inc.	Owner	1 Nov 2008	75% - 100%	26-5913559
Macquarie Ne Holdings Inc.	Owner	1 Nov 2008	75% - 100%	26-3490855

Based in Boston

The principal office where Globalis Investments, LLC performs its advisory services is located at One International Place, Boston, MA 02110, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-310-5182 or by fax 617-310-5183. The normal business hours are 7am-6pm on Monday - Friday.