M.D. Sass Financial Strategies Management Company, L.L.C. (New York)

Name: M.D. Sass Financial Strategies Management Company, L.L.C.
Address: 1185 Avenue Of The Americas, New York, NY, 10036
Telephone: 212-730-2000

M.D. Sass Financial Strategies Management Company, L.L.C. is a large advisory firm based in New York. It manages $116.68 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Florida and New York.

M.D. Sass Financial Strategies Management Company, L.L.C provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

M.D. Sass Financial Strategies Management Company, L.L.C: assets under management

The assets under management (AUM) of M.D. Sass Financial Strategies Management Company, L.L.C. is $116.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 143% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $116.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.68 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay M.D. Sass Financial Strategies Management Company, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at M.D. Sass Financial Strategies Management Company, L.L.C.

Martin Douglas Sass has been acting as President since 1 Apr 2002. Bobby Liu joined the executive team most recently as the General Counsel, Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
M.D. Sass Financial Holdings Llc	Direct owner	1 Apr 2002	75% - 100%	20-0078345
Martin Douglas Sass	Chairman/chief executive officer	1 Apr 2002	Other	411144
Hugh Roy Lamle	President	1 Apr 2002	Other	301153
Steven Alan Shenfeld	Senior managing director	1 Apr 2002	Other	1176990
Philip Matthew Sivin	Vice president/general counsel/secretary	1 Apr 2002	Other	4362220
Llc Weathervane Capital Partners	Direct owner	1 Apr 2002	25% - 50%	26-0003963
Llc M.D. Sass Financial Holdings	Direct owner	1 Apr 2002	75% - 100%	20-0078345
Jeffrey William Wilkie	Chief financial officer	1 Oct 2002	Other	4348262
Susan Garrison Hickey	Chief compliance officer	1 Jan 2004	Other	1285201
Jeffrey William Wilkie	Senior chief financial officer	1 Feb 2004	Other	4348262
Philip Matthew Sivin	Senior vice president/general counsel/secretary	1 Apr 2004	Other	4362220
Robert W Francess	Vice president, chief financial officer	1 Apr 2005	Other	4083944
Robert William Francess	Chief financial officer	1 Apr 2005	Other	4083944
Philip Matthew Sivin	Senior vice president/secretary	1 Jul 2005	Other	4362220
Bobby Liu	General counsel	1 Jul 2005	Other	4771903
Bobby Liu	General counsel, chief compliance officer	1 Aug 2006	Other	4771903
Inc. Macquarie Holdings (Usa)	Member	1 Aug 2006	25% - 50%	13-3789912
Oliver Tennant Yates	Director	1 Aug 2006	Other	3013840
Peter Bruce Lucas	Director	1 Aug 2006	Other	5212864
Frederick Peter Forni	Director	1 Aug 2006	Other	4289760

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. M.D. Sass Investors Services	Managing member	1 Apr 2002	Other	110590

Based in New York

The principal office where M.D. Sass Financial Strategies Management Company, L.L.C. performs its advisory services is located at 1185 Avenue Of The Americas, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-730-2000 or by fax 212-843-5949. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.mdsass.com.