Camelot Technology Advisors, Inc. (San Francisco)

Name: Camelot Technology Advisors, Inc.
Address: 369 Pine St, San Francisco, CA, 94104
Telephone: 415-806-3641

Camelot Technology Advisors, Inc. is a large advisory firm based in San Francisco. It manages $103.55 million of regulatory assets for 178 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Louisiana, Texas, and Washington.

Camelot Technology Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Camelot Technology Advisors: assets under management

The assets under management (AUM) of Camelot Technology Advisors, Inc. is $103.55 million. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $103.13 million in discretionary accounts and $419.85 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $592.68 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $104.96 thousand.

Camelot Technology Advisors has custody of $79.08 million in cash and securities for 39 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 55% of the total AUM. The second-largest asset type is government bonds, which make up 15% of the firm’s portfolio. Investments in investment grade corporate bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Camelot Technology Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Camelot Technology Advisors serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Camelot Technology Advisors is high net worth individuals with 50 clients and $89.51 million of assets under management. Among the 7 most similar advisory firms, Camelot Technology Advisors has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $103.55 million for 77 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Camelot Technology Advisors doesn't advise any private funds.

Careers at Camelot Technology Advisors, Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dana Joe Grigg	President & chief compliance officer	1 Nov 2001	75% - 100%	4705924

Based in San Francisco

The principal office where Camelot Technology Advisors, Inc. performs its advisory services is located at 369 Pine St, San Francisco, CA 94104, which is also the mailing address of the firm. An additional office of the firm is in Seattle, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-806-3641. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at camelotta.com and its LinkedIn profile.