Laguna Financial Group, Inc. (Laguna Beach)

Name: Laguna Financial Group, Inc.
Address: 332 Forest Ave Ste 18, Laguna Beach, CA, 92651
Telephone: 949-715-7675

Laguna Financial Group, Inc. is an adviser based in Laguna Beach. It manages $66.13 million of regulatory assets for 297 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of California, Florida, New York, and Washington.

Laguna Financial Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Laguna Financial Group: assets under management

The assets under management (AUM) of Laguna Financial Group, Inc. is $66.13 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $66.13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $222.67 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Laguna Financial Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Laguna Financial Group, Inc.

Kaitlin Marie Hewell joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph J. Ziomek	Chief executive officer, chief compliance officer	1 Nov 2009	75% - 100%	4318554
Joseph John Ziomek	Chief executive officer	1 Nov 2009	75% - 100%	4318554
Kaitlin Marie Hewell	Financial planner	1 Dec 2009	Other	4863224
Kaitlin Marie Hewell	Chief compliance officer	1 Jan 2011	Other	4863224

Based in Laguna Beach

The principal office where Laguna Financial Group, Inc. performs its advisory services is located at 332 Forest Ave Ste 18, Laguna Beach, CA 92651 The mailing address of the firm is Po Box 1047, Laguna Beach, CA 92652. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-715-7675 or by fax 949-715-7674. The normal business hours are 9am - 2pm on Monday - Friday. You can find more information about the New York firm at lagunafinancial.net.