P&A Dmf, Inc. (New York)

P&A Dmf, Inc. is a large advisory firm based in New York. It manages $252.12 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001.

P&A Dmf provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

P&A Dmf: assets under management

The assets under management (AUM) of P&A Dmf, Inc. is $252.12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $252.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.42 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay P&A Dmf, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at P&A Dmf, Inc.

David Edward Alexander has been acting as President since 1 Mar 1991. Mark Charles Biderman joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Edward Alexander	Director/president	1 Mar 1991	Other	4371204
Anthony Christopher Peyser	Director/vice president	1 Mar 1991	Other	4371210
Mark Charles Biderman	Director	1 Jul 2000	Other	21098
Douglas Wayne Hammond	Vice president	1 Jul 2000	Other	4372071
National Financial Partners Corp.	Shareholder	1 Jul 2000	75% - 100%	13-4029115

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Apollo Investment Fund Iv	Shareholder	1 Jul 2000	25% - 50%	13-3985622
L.P. Apollo Advisors Iv	General partner	1 Jul 2000	Other	13-3582975
Inc. Apollo Capital Management Iv	General partner	1 Jul 2000	Other	13-3983721
L.P. ("Apollo Fund") Apollo Investment Fund Iv	Shareholder	1 Jul 2000	25% - 50%	13-3985622
L.P. ("Apollo Advisors") Apollo Advisors Iv	General partner	1 Jul 2000	Other	13-3582975

Based in New York

The principal office where P&A Dmf, Inc. performs its advisory services is located at 500 Fifth Avenue, New York, NY 10110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-764-6455 or by fax 212-921-4249. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.