Pnc Managed Investments Inc. (King Of Prussia)

Name: Pnc Managed Investments Inc.
Address: 760 Moore Road, King Of Prussia, PA, 19406
Telephone: 610-382-7700

Pnc Managed Investments Inc. is an adviser based in King Of Prussia. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Pnc Managed Investments provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pnc Managed Investments Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pnc Managed Investments Inc.

Thomas Patrick Sholes has been acting as President since 1 Oct 2003. James Joseph Seuffert joined the executive team most recently as the Senior Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Patrick Sholes	Executive vp/chairman	1 Oct 2003	Other	1561893
Inc. Pnc Global Investment Servicing	Owner	1 Oct 2003	75% - 100%	51-0385751
Nicholas Michael Marsini	Director	1 Oct 2003	Other	1481177
Leigh Doran Lament	Chief compliance officer	1 May 2007	Other	4917366
Anthony Joseph Harper	President	1 Jul 2007	Other	2920075
Eric Arthur Schaefer	Senior vice president of investment research	1 Nov 2007	Other	1973813
Karen Rabb	Chief operations officer	1 Mar 2008	Other	5503600
Robert Lawson Tuleya	Chief legal officer	1 Dec 2008	Other	5648666
Thomas Patrick Sholes	Director	1 Jul 2010	Other	1561893
James Joseph Seuffert	Senior vice president	1 Jul 2010	Other	1037647
Chad James Cutcliff	Assistant treasurer	1 Jul 2010	Other	5308942
Patricia Ann Bicket	Assistant secretary	1 Jul 2010	Other	4030557
Michelle Marie Logue	Chief compliance officer	1 Jul 2010	Other	2169361
Elizabeth C Detwiler	Assistant secretary	1 Jul 2010	Other	4361137
Lockwood Advisors Inc	Shareholder	1 Jul 2010	75% - 100%	106108
Richard Frederick Brueckner	Director	1 Jul 2010	Other	878486
Brian Thomas Shea	Director	1 Jul 2010	Other	1176298
Dennis Allen Wallestad	Director	1 Jul 2010	Other	2606085

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. The Pnc Financial Services Group	Owner	1 Dec 1999	75% - 100%	47-0731996
Llc Pnc Holdings	Owner	1 Mar 2003	75% - 100%	51-0337069
The Bank Of New York Mellon Corporation	Shareholder	1 Jul 2010	75% - 100%	13-2614959
Pershing Group Llc	Shareholder	1 Jul 2010	75% - 100%	11-3743323
Inc. Bny Separate Account Services	Shareholder	1 Jul 2010	75% - 100%	23-2826419

Based in King Of Prussia

The principal office where Pnc Managed Investments Inc. performs its advisory services is located at 760 Moore Road, King Of Prussia, PA 19406, which is also the mailing address of the firm. An additional office of the firm is in Malvern, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-382-7700 or by fax 1-866-355-5690. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.pnc.com/managedinvestments.