Cmg First State (Hong Kong) LLC (Central Hong Hong)

Name: Cmg First State (Hong Kong) LLC
Address: Room 604 6 Three Exchange Square, Central Hong Hong
Telephone: 852-28467555

Cmg First State (Hong Kong) LLC is an adviser based in Central Hong Hong. It manages $21.23 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Cmg First State (Hong Kong) provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cmg First State (Hong Kong): assets under management

The assets under management (AUM) of Cmg First State (Hong Kong) LLC is $21.23 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $21.23 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $21.23 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cmg First State (Hong Kong) LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cmg First State (Hong Kong) LLC

Peter Leith Polson has been acting as President since 1 Apr 1999. Lawrence Lai Choong Soo joined the executive team most recently as the Chief Financial Officer, Asia.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Douglas Tremayne Waring	President	1 Mar 1997	Other	4377717
Cmg First State Investments (Bermuda) Limited	Managing member	1 Apr 1999	75% - 100%	none
Cmg First State Investment Managers (Asia) Limited	Member/holding company of managing member	1 Apr 1999	75% - 100%	none
Peter Leith Polson	Chairman	1 Apr 1999	Other	4377377
Ian William Jenkins	Executive officer	1 Feb 2000	Other	4377719
Lawrence Lai Choong Soo	Chief financial officer, asia	1 Jan 2001	Other	4377720

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Colonial First State Investments Group Limited	Holding company of cmg first state investment managers (asia) limited	1 Apr 1999	75% - 100%	none
Colonial Holding Company (No.2) Pty Limited	Holding company of the colonial mutual life assurance society limited	1 Apr 1999	75% - 100%	none
Colonial Holding Company Pty Limited	Holding company of colonial holding company (no.2) pty limited	1 Apr 1999	75% - 100%	none
Colonial Limited	Holding company of colonial holding company pty limited	1 Apr 1999	75% - 100%	none
The Colonial Mutual Life Assurance Society Limited	Holding company of cmg first state investments group limited	1 Jun 2000	75% - 100%	none
Commonwealth Bank Of Australia	Ultimate holding company	1 Jun 2000	75% - 100%	none

Based in Central Hong Hong

The principal office where Cmg First State (Hong Kong) LLC performs its advisory services is located at Room 604 6 Three Exchange Square, Central Hong Hong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852-28467555 or by fax 852-28684742. The normal business hours are 9:00 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.cmgfirststate.com.hk.