Garrison Point Funds, LLC (Walnut Creek)

Garrison Point Funds, LLC is a related adviser based in Walnut Creek. It manages $40.95 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Garrison Point Funds provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Garrison Point Funds: assets under management

The assets under management (AUM) of Garrison Point Funds, LLC is $40.95 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1190% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40.95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.24 million each.

Garrison Point Funds has custody of $40.95 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Garrison Point Funds, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Garrison Point Funds serves?

The only and largest group of clients of Garrison Point Funds is pooled investment vehicles with 4 clients and $40.95 million of assets under management. Among the 1 most similar advisory firms, Garrison Point Funds has the 0th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $40.95 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Garrison Point Funds also advises several private funds. Namely, four hedge funds. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Garrison Point Funds, LLC

The company employs 9 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Leon Arthur Root	Cfo	1 Nov 2012	Other	2731496
Julie Therese Meissner	Cco	1 Nov 2012	Other	3020668
Llc Trident 63	Principal	1 Nov 2012	50% - 75%	46-1163593
Llc Cliffside View	Principal	1 Nov 2012	25% - 50%	46-1163501
Brian Henghok Loo	Portfolio manager	1 Mar 2014	Other	2800055
Jonathan Quoc Anh Tran	Analyst	1 Mar 2014	Other	5019901
Andy Li	Cfo	1 Jan 2015	Other	5304571
Lp Garrison Point Holdings	Owner	1 Jul 2018	75% - 100%	82-3910854

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Garrett James Smith	Managing member	1 Oct 2012	75% - 100%	5213553
Tom S Miner	Managing member	1 Oct 2012	75% - 100%	2082586
Tom Spencer Miner	Managing member	1 Oct 2012	75% - 100%	2082586
Garrett James Smith	Owner	1 Jul 2018	25% - 50%	5213553
Llc Garrison Point Holdings Gp	General partner	1 Jul 2018	Other	82-3910791
Tom Spencer Miner	Owner	1 Jul 2018	25% - 50%	2082586
Garrett James Smith	Owner	1 Jun 2019	75% - 100%	5213553
Thomas Spencer Miner	Co trustee	1 Jun 2019	50% - 75%	2082586
Llc Trident63 Holdings	Owner	1 Jun 2019	25% - 50%	83-3312233
Miner Family Trust	Owner	1 Jun 2019	25% - 50%	xxx-xx-xxxx
Julia Sandquist Miner	Co trustee	1 Jun 2019	50% - 75%	7153109

Based in Walnut Creek

The principal office where Garrison Point Funds, LLC performs its advisory services is located at 2033 N Main Street, Walnut Creek, CA 94596, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-887-1410 or by fax 415-887-1420. The normal business hours are 7:00-5:00 on Monday - Friday.